Ezra Z. Angrist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ezra Zave Angrist was a registered financial professional .
Ezra is a previously registered financial professional and started their career in finance in 2000. Ezra had worked at 3 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2013 - July 21, 2022
WALTER GREENBLATT & ASSOCIATES, LLC
July 3, 2009 - January 17, 2013
MPI SECURITIES, INC.
April 13, 2004 - October 1, 2007
WALTER GREENBLATT & ASSOCIATES, LLC
May 24, 2002 - May 5, 2003
C. L. KING & ASSOCIATES, INC.
June 20, 2000 - January 5, 2001
MPI SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 3/12/2004
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
WALTER GREENBLATT & ASSOCIATES, LLC
CRD#: 129291 / SEC#: , 8-66211
Contact information
FINRA licenses (18 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
