HE
Heidi M. Elick
COOPER MCMANUS
Paradise, CA 95969
Some features on this profile are disabled
CRD#: 4128385
HE
Professional summary
Heidi M Elick, who also goes by Heidi Michelle Elick, Heidi Michelle Parsells, Heidi Michelle Sweatt, Heidi Michelle Wilford, is a registered financial advisor currently at COOPER MCMANUS located in Paradise, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Paradise, California.
Heidi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Heidi has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Heidi Michelle Elick | Heidi Michelle Parsells | Heidi Michelle Sweatt | Heidi Michelle Wilford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RIDGE FINANCIAL PLANNING, 6779 SKYWAY STE A PARADISE CA, 12/2020, OWNER, DBA, INV REL, 10 HR/MO 5 HR/MO TRADING 2) ACHIEVE CHARTER SCHOOL, 1494 EAST AVE CHICO CA, 11/2021, President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO 1 HR/MO TRADING 3) COOPER MCMANUS RIA, 9870 RESEARCH DR IRVINE CA, 01/2022, IAR OF AN RIA, INV REL, 3 HR/MO 3 HR/MO TRADING 4) HEIDI ELICK/RIDGE FINANCIAL PLANNING, 6779 SKYWAY STE A PARADISE CA, 12/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO 8 HR/MO TRADING 5) PARADISE RIDGE CHAMBER OF COMMERCE, 6161 CLARK RD STE 1 PARADISE CA, 06/2017, PRESIDENT, NIR, 3 HR/MO 1 HR/MO TRADING 6) COMMUNITY RELATIONS COMMITTEE, 5555 SKYWAY PARADISE CA, 07/2021, COMMITTEE MEMBER, NIR, 2 HR/MO 2 HR/MO TRADING 7) TRUMAN & HEIDI ELICK TRUST, 6779 SKYWAY STE A PARADISE CA, 01/2024, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 8) TRUMAN & HEIDI ELICK FAMILY TRUST, 4618 Round Valley Ranch Rd., Paradise CA 95969, 03/2025, OWNER, REAL ESTATE, NIR, 1 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Heidi M Elick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2022 - Present
COOPER MCMANUS
Office #1: 6779 Skyway, Ste. A, Paradise, CA 95969RIA
CRD#: 111458
Paradise, CA
Current
January 18, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6779 Skyway Suite A, Paradise, CA 95969BD
CRD#: 39543
Paradise, CA
Past
January 11, 2017 - January 19, 2022
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
PARADISE, CA
Past
January 10, 2013 - January 19, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
PARADISE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/18/2022)
RR
California(1/18/2022)
IAR
California(1/18/2022)
RR
Florida(1/2/2024)
RR
Minnesota(7/27/2023)
RR
New York(7/27/2023)
RR
Ohio(1/18/2022)
RR
Oregon(1/18/2022)
RR
Washington(7/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
9870 Research Drive, Irvine, CA 92618
Mailing Address
Phone number
(800) 516-5333
Established
Firm type
Fiscal year end
# of Employees
52
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 2,560,714,584 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
