James A. Wynne

JAMES A WYNNE LLC

Hinckley, OH

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CRD#: 4128317

Professional summary

James A Wynne, who also goes by Jay Wynne, James A Wynne, is a registered financial advisor currently at JAMES A WYNNE LLC located in Hinckley, Ohio.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Wynne | James A Wynne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

James Anthony Wynne is an investment adviser representative with another investment advisory firm. From time to time, he may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. James A Wynne LLC always acts in the best interest of the client and clients always have the right to decide whether or not to utilize the services of any James A Wynne LLC representative in such individual's outside capacities. James Anthony Wynne provides tax preparation with Hinckley Tax Service. His responsibilities are to provide seasonal tax preparation services. Location of the business: 2330 Pearl Road Medina Oh 44256 USA. Start date with business: 2023-03-01. Hours per month devoted to business during trading hours: 0. Hours per month devoted to business outside trading hours: 50. Percentage of total yearly compensation expected to be derived from the business: 3. James Anthony Wynne is a licensed certified public accountant (CPA) but is not active at this time and will not offer these services to advisory clients. James Anthony Wynne is the Manager of Smoky War Dog LLC. This business is not active and does not require any of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James A Wynne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2022 - Present

JAMES A WYNNE LLC

RIA

CRD#: 323881

Hinckley, OH

Past

January 14, 2020 - February 18, 2023

SUMMIT WEALTH MANAGEMENT LLC

RIA

CRD#: 226722

Akron, OH

Past

August 26, 2009 - October 22, 2020

EGI FINANCIAL, INC.

RIA

CRD#: 120607

AKRON, OH

Past

July 17, 2009 - November 18, 2019

AMERICAN HERITAGE SECURITIES, INC.

CRD#: 29678

AKRON, OH

Past

June 13, 2000 - July 23, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WOOSTER, OH

Past

March 16, 2000 - July 23, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WOOSTER, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/2000

General Securities Representative Examination

Current Firm

JAMES A WYNNE LLC

CRD#: 323881 / SEC#:

Ohio

Registered Investment Advisory firm - (12/13/2022 Approved)

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Contact information

Main Address

Hinckley, OH

Mailing Address

Phone number

(330) 304-8015

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	184
AUM (Assets Under Management)	$ 34,233,802

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James A. Wynne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James A Wynne's CRS (Customer Relationship Summary).

Certified licenses

Experience

JAMES A WYNNE LLC

SUMMIT WEALTH MANAGEMENT LLC

EGI FINANCIAL, INC.

AMERICAN HERITAGE SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2000

SIE

Date: 10/1/2018

Series 7

Date: 3/15/2000

Current Firm

JAMES A WYNNE LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JAMES A WYNNE LLC

TRUST BUT VERIFY

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