Perry M. Schroeder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Perry M Schroeder was a registered financial professional .
Perry is a previously registered financial professional and started their career in finance in 2000. Perry had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2011 - December 31, 2012
BADEN FINANCIAL SERVICES, LLC
November 29, 2005 - December 31, 2009
BADEN FINANCIAL SERVICES, LLC
August 26, 2005 - August 31, 2010
PHILLIPS FINANCIAL
March 16, 2001 - August 24, 2005
OSAIC FA, INC.
June 9, 2000 - August 24, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 9, 2000 - August 24, 2005
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BADEN FINANCIAL SERVICES, LLC
CRD#: 137777 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
