Edward Schecter
Professional summary
Edward Schecter was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1972. Prior to being barred, Edward had worked at 11 firms, which includes LADENBURG THALMANN & CO. INC., DICKINSON & CO., SWARTWOOD HESSE INC., BROADCHILD SECURITIES CORP., RICHARD FRANKLIN INC., B-R SECURITIES CORP., WILLIS E. BURNSIDE & CO. INC., WINDSOR BENNETT CAPITAL GROUP CORP., INVESTORS ASSOCIATES INC., BLINDER ROBINSON & CO. INC., PHOENIX SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 1997 - January 14, 2000
LADENBURG THALMANN & CO. INC.
January 9, 1991 - February 25, 1997
DICKINSON & CO.
November 29, 1981 - December 18, 1990
SWARTWOOD, HESSE INC.
December 21, 1978 - November 27, 1981
BROADCHILD SECURITIES CORP.
September 6, 1978 - August 31, 1979
RICHARD FRANKLIN, INC.
January 12, 1978 - September 26, 1978
B-R SECURITIES CORP.
July 9, 1976 - August 25, 1978
WILLIS E. BURNSIDE & CO., INC.
June 12, 1975 - August 15, 1976
WINDSOR BENNETT CAPITAL GROUP CORP.
March 19, 1975 - August 14, 1975
INVESTORS ASSOCIATES, INC.
September 5, 1973 - May 3, 1975
BLINDER, ROBINSON & CO., INC.
May 11, 1972 - May 6, 1977
PHOENIX SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 7/30/1994
AMEX Put and Call ExamSeries 1
Date: 5/3/1972
Registered Representative ExaminationCurrent Firm
LADENBURG THALMANN & CO. INC.
CRD#: 505 / SEC#: , 8-17230
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC HOLDINGS, INC. | OWNER | |
| BLANCATO, PHILIP SALVATORE | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2122221 |
| GIDEON, MICHAEL R | DIRECTOR, CO-PRESIDENT, AND CO-CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER | 5315304 |
| GIOVANNIELLO, JOSEPH | SVP/GENERAL COUNSEL/ASSISTANT SECRETARY | 3086071 |
| MITCHELL, CHRISTOPHER MILLS | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
| SPATOLA, BRIAN MICHAEL | CHIEF COMPLIANCE OFFICER / MSRB PRINCIPAL | 2773548 |
| STEINER, BARRY EVAN | DIRECTOR, CO-PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND INVESTMENT BANKING SUPERVISOR | 2775629 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 14 |
Red Flags
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