WH
William P. Hohmann
CETERA INVESTMENT ADVISERS LLC
St. Augustine, FL 32092
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CRD#: 4127201
WH
Professional summary
William Preston Hohmann, CFP®, who also goes by Billy Hohmann, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St. Augustine, Florida and CETERA WEALTH SERVICES, LLC located in St. Augustine, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. William has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Billy Hohmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) FLORIDA SHIELD INSURANCE & ADVISORY; Investment Related; 101 E Town Place, Ste 110-B, St Augustine, FL 32092; Insurance; Owner; Start Date 07/2017; 160 hours per month with most hours per month occurring during trading hours; Insurance activities to include P&C as well as life and health products. >> SIMPLICITY LIFE; Investment Related; 4134 Deegan Court, Suite 300, Monticello, MN 55362; Insurance; Insurance Agent; Start Date 01/2014; 10 hours per month; Insurance sales and service with a focus on Life and Annuity business. >> ST JOHNS WEALTH ADVISORS; Investment Related; St Augustine, FL; Other; Owner/Adviser; Start Date 08/2024; 200 hours per month with a majority of those hours per month occurring during trading hours; Organization represents all of my broker dealer activities and creates a separation between those activities and those with my insurance agency, Florida Shield Agency, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view William Preston Hohmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 8, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 101 E Town Place Suite 110-b, St. Augustine, FL 32092RIA
CRD#: 105644
St. Augustine, FL
Current
February 6, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 101 E Town Place Suite 110-b, St. Augustine, FL 32092BD
CRD#: 13572
St. Augustine, FL
Past
March 15, 2006 - February 21, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
St. Augustine, FL
Past
March 10, 2006 - February 21, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
St. Augustine, FL
Past
September 15, 2005 - March 6, 2006
BULL & BEAR BROKERAGE SERVICES, INC.
BD
CRD#: 113866
JACKSONVILLE, FL
Past
August 26, 2003 - September 13, 2005
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
JACKSONVILLE, FL
Past
August 13, 2003 - September 13, 2005
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
February 11, 2000 - August 4, 2003
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
JACKSONVILLE, FL
Past
February 11, 2000 - August 4, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/6/2025)
IAR
Florida(2/8/2025)
RR
Illinois(2/21/2025)
RR
New York(2/21/2025)
RR
Oklahoma(2/21/2025)
RR
South Carolina(2/21/2025)
RR
Virginia(2/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644St. Augustine, FL 32092TRUST BUT VERIFY
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