Rebecca D. Springer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Delia Springer, who also goes by Rebecca Delia Frost, Rebecca Delia Frost-springer, Rebecca Delia Frostspringer, Rebecca D Springer, Rebecca D. Springer, Rebecca Springer, Rebecca Delia Springer, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 2000. Rebecca had worked at 7 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2009 - November 13, 2012
BB&T SECURITIES, LLC
April 13, 2006 - November 13, 2012
SCOTT & STRINGFELLOW, LLC
April 13, 2006 - November 13, 2012
SCOTT & STRINGFELLOW, LLC
December 17, 2004 - February 16, 2006
MORGAN STANLEY DW INC.
December 17, 2004 - February 16, 2006
MORGAN STANLEY DW INC.
February 25, 2003 - December 14, 2004
LEGG MASON WOOD WALKER, INCORPORATED
February 25, 2003 - December 14, 2004
LEGG MASON WOOD WALKER, INCORPORATED
October 16, 2000 - November 12, 2002
WELLS FARGO CLEARING SERVICES, LLC
September 12, 2000 - October 29, 2002
FIRST CLEARING, LLC
March 15, 2000 - August 3, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
