Richard K. Parke
Professional summary
Richard Kent Parke is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2000. Richard has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Kent Parke's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2017 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153October 19, 2011 - November 9, 2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 18, 2011 - October 18, 2011
REALTY CAPITAL SECURITIES, LLC
November 9, 2009 - January 6, 2011
ALLIANZ LIFE FINANCIAL SERVICES, LLC
September 2, 2005 - October 21, 2009
CAPITAL BROKERAGE CORPORATION
March 22, 2004 - June 14, 2005
JBS LIBERTY SECURITIES, INC.
June 5, 2001 - October 15, 2003
VERAVEST INVESTMENTS, INC.
March 30, 2000 - May 15, 2001
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2017)
(1/10/2017)
(1/23/2020)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
