Douglas M. Hatcher

REDW WEALTH LLC

ALBUQUERQUE, NM 87113

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CRD#: 4126676

Professional summary

Douglas Malcolm Hatcher, CFP® is a registered financial advisor currently at REDW WEALTH LLC located in Albuquerque, New Mexico.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Douglas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NORTH AMERICAN COMPANY POSITION: Financial Advisor/Licensed Insurance Agent NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2015 ADDRESS: Phoenix AZ 85018, DESCRIPTION: Licensed Insurance Agent 2) INDEXED ANNUITY SALES POSITION: Financial Advisor NATURE: Indexed Annuity Sales and Service INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2021 ADDRESS: 4647 N 32nd St, Ste 280, Phoenix AZ 85018, DESCRIPTION: Indexed Annuity Sales and Service

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Malcolm Hatcher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

October 2, 2024 - Present

REDW WEALTH LLC

Office #1: 8801 Horizon Blvd Ne, Suite 401, Albuquerque, NM 87113Office #2: 5353 N 16th Street Suite 200, Phoenix, AZ 85016

RIA

CRD#: 109446

ALBUQUERQUE, NM

Past

October 25, 2019 - September 30, 2024

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

IRVING, TX

Past

October 25, 2019 - September 30, 2024

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Phoenix, AZ

Past

May 30, 2000 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

PHOENIX, AZ

Past

February 21, 2000 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

Phoenix, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REDW WEALTH LLC

REDW ASSET MANAGEMENT, LLC | REDW WEALTH MANAGEMENT | REDW WEALTH LLC | REDW WEALTH | REDW STANLEY FINANCIAL ADVISORS, LLC

CRD#: 109446 / SEC#: 801-57516

RIA

Registered Investment Advisory firm - (5/10/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/13/2025)

IAR

New Mexico
(3/27/2025)

IAR

Texas
(10/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2000

General Securities Representative Examination

Current Firm

REDW WEALTH LLC

REDW ASSET MANAGEMENT, LLC | REDW WEALTH MANAGEMENT | REDW WEALTH LLC | REDW WEALTH | REDW STANLEY FINANCIAL ADVISORS, LLC

CRD#: 109446 / SEC#: 801-57516

RIA

Registered Investment Advisory firm - (5/10/2000 Approved)

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Contact information

Main Address

8801 Horizon Blvd Ne, Suite 401, Albuquerque, NM 87113

Mailing Address

Phone number

(505) 998-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE 2A JUNE 2025 (6/17/2025)

Regulatory assets under management

Total Number of Accounts	1,019
AUM (Assets Under Management)	$ 880,865,022

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/20/2025	Cover Page	Report
10/30/2024	Cover Page	Report
09/05/2023	Cover Page	Report
09/01/2023	Cover Page	Report
08/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas M. Hatcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Malcolm Hatcher's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

REDW WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2000

Current Firm

REDW WEALTH LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

REDW WEALTH LLC

TRUST BUT VERIFY

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