Frank D. Scharf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank David Scharf, who also goes by Frank D Scharf, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1964. Frank had worked at 5 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1988 - October 31, 1988
MONARCH SECURITIES, INC.
January 21, 1983 - July 1, 2011
EQUITABLE ADVISORS, LLC
August 3, 1981 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 9, 1976 - October 10, 1985
VP DISTRIBUTORS LLC
August 6, 1964 - February 22, 1975
F K LERPEN & CO INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/4/1960
Registered Representative ExaminationCurrent Firm
MONARCH SECURITIES, INC.
CRD#: 2809 / SEC#: , 8-13840
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
