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Sandra Lee Binstead

NEWEDGE SECURITIES
DELRAY BEACH, FL
·CRD# 4126185·26 years experience

Professional Summary

Sandra Lee Binstead is a registered financial advisor currently at NEWEDGE SECURITIES, LLC located in Delray Beach, Florida. Sandra is registered as a RR (Registered Representative) and started their career in finance in 2000. Sandra has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

NEWEDGE SECURITIES, LLC·CRD# 10674
BD
42 N. Swinton Ave Suite B, Delray Beach, FL 33444
March 4, 2022 - Present
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Delray Beach, FL
January 8, 2008 - March 11, 2022
OPPENHEIMER & CO. INC.·CRD# 249
BD
Delray Beach, FL
January 4, 2008 - March 11, 2022
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Boca Raton, FL
August 31, 2001 - January 7, 2008
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Boca Raton, FL
August 30, 2001 - January 7, 2008
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
August 18, 2000 - July 31, 2001

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Current Firm

NS
NEWEDGE SECURITIES, LLC

MID ATLANTIC CAPITAL CORPORATION | NEWEDGE SECURITIES, LLC | NEWEDGE SECURITIES, INC. | NEWEDGE SECURITIES LLC | MID ATLANTIC SECURITIES CORPORATION | MID ATLANTIC CAPITAL SECURITIES

CRD#: 10674 / SEC#: 8-27663
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368

Mailing Address

1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368

Phone Number

(888) 271-5273

Established

Pennsylvania since 12/14/1981

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEWEDGE CAPITAL GROUP, LLCSHAREHOLDER—
BANCO, JOSEPH FRANKLIN JRCHIEF FINANCIAL OFFICER, TREASURER AND DIRECTOR2850198
CHAFFEE, HAROLD GERARDCHIEF COMPLIANCE OFFICER2905661
FONG, SARAH FVICE PRESIDENT2937709
JENKINS, WILLIAM HENRYMANAGING DIRECTOR - SUPERVISION3004337
JESSE, JAMES WILLIAM JR.DIRECTOR4244855
SMITH, KYLE PETERPRESIDENT AND DIRECTOR2142563
TIMMERMAN, ERIN NICOLEGENERAL COUNSEL6387118

Disclosures

Regulatory Event

9

Civil Event

2

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(3/4/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2000About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sandra Lee Binstead's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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SB
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