Karen Berg Carpenter
Professional Summary
Karen Berg Carpenter, who also goes by Karen Jean Epp, is a registered financial advisor currently at WILTON RE DISTRIBUTORS LLC located in Cedar Rapids, Iowa. Karen is registered as a RR (Registered Representative) and started their career in finance in 2000. Karen has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Karen Jean Epp
Similar Advisors
FREEDOM FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEQUOIA FINANCIAL GROUP, L.L.C.
INDEPENDENT FINANCIAL GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FREEDOM FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEQUOIA FINANCIAL GROUP, L.L.C.
INDEPENDENT FINANCIAL GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
FREEDOM FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEQUOIA FINANCIAL GROUP, L.L.C.
INDEPENDENT FINANCIAL GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FREEDOM FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEQUOIA FINANCIAL GROUP, L.L.C.
INDEPENDENT FINANCIAL GROUP, LLC
Years of Experience
26 years in the financial services industry
Current & Past Employments
Similar Advisors
FREEDOM FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEQUOIA FINANCIAL GROUP, L.L.C.
INDEPENDENT FINANCIAL GROUP, LLC
Current Firm
WILTON RE DISTRIBUTORS LLC | WILTON RE DISTRIBUTORS, LLC
Contact Information
Main Address
4840 N. River Blvd Ne Suite 400, Cedar Rapids, IA 52411Mailing Address
4840 N. River Blvd Ne Suite 400, Cedar Rapids, IA 52411Phone Number
(319) 491-8382Established
Delaware since 08/18/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
FREEDOM FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEQUOIA FINANCIAL GROUP, L.L.C.
INDEPENDENT FINANCIAL GROUP, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
FREEDOM FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEQUOIA FINANCIAL GROUP, L.L.C.
INDEPENDENT FINANCIAL GROUP, LLC
State Registrations and Notice Filings
(8/26/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2000About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Sep 2023About the Series 26 examSRO Registrations
Similar Advisors
FREEDOM FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEQUOIA FINANCIAL GROUP, L.L.C.
INDEPENDENT FINANCIAL GROUP, LLC
CRS (Client Relationship Summary) - BD
Click below to view Karen Berg Carpenter's CRS (Customer Relationship Summary).
Similar Advisors
FREEDOM FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEQUOIA FINANCIAL GROUP, L.L.C.
INDEPENDENT FINANCIAL GROUP, LLC
