PS
Paul R. Samuelson
VOYA FINANCIAL ADVISORS
Cedar Park, TX
Some features on this profile are disabled
CRD#: 4125683
PS
Professional summary
Paul Robert Samuelson, who also goes by Paul Robert Samuelson, Paul Samuelson, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Cedar Park, Texas.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Paul has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Robert Samuelson | Paul Samuelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Robert Samuelson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul Robert Samuelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 2882
Cedar Park, TX
Current
January 29, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: One Orange Way, C4-s, Windsor, CT 06095RIA
BD
CRD#: 2882
Windsor, CT
Past
May 18, 2020 - January 29, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
AUSTIN, TX
Past
May 18, 2020 - January 29, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
AUSTIN, TX
Past
May 9, 2017 - March 17, 2020
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
HOUSTON, TX
Past
April 18, 2017 - March 17, 2020
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
HOUSTON, TX
Past
August 19, 2014 - April 6, 2017
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
AUSTIN, TX
Past
May 2, 2014 - April 6, 2017
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
AUSTIN, TX
Past
October 12, 2004 - July 19, 2010
AMERICAN GENERAL DISTRIBUTORS, INC.
BD
CRD#: 37449
HOUSTON, TX
Past
May 18, 2000 - April 28, 2003
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/29/2024)
RR
Alaska(1/29/2024)
RR
Arizona(1/29/2024)
RR
Arkansas(1/29/2024)
RR
California(1/29/2024)
RR
Colorado(1/29/2024)
RR
Connecticut(1/29/2024)
IAR
Connecticut(2/6/2024)
RR
Delaware(1/29/2024)
RR
District of Columbia(1/29/2024)
RR
Florida(1/29/2024)
RR
Georgia(1/29/2024)
RR
Hawaii(1/29/2024)
RR
Idaho(1/29/2024)
RR
Illinois(1/29/2024)
RR
Indiana(1/29/2024)
RR
Iowa(1/29/2024)
RR
Kansas(1/29/2024)
RR
Kentucky(1/29/2024)
RR
Louisiana(1/29/2024)
RR
Maine(1/29/2024)
RR
Maryland(1/29/2024)
RR
Massachusetts(1/29/2024)
RR
Michigan(1/29/2024)
RR
Minnesota(1/29/2024)
RR
Mississippi(1/29/2024)
RR
Missouri(1/29/2024)
RR
Montana(1/29/2024)
RR
Nebraska(1/29/2024)
RR
Nevada(1/29/2024)
RR
New Hampshire(1/29/2024)
RR
New Jersey(1/29/2024)
RR
New Mexico(1/29/2024)
RR
New York(1/29/2024)
IAR
New York(2/5/2024)
RR
North Carolina(1/29/2024)
RR
North Dakota(1/29/2024)
RR
Ohio(1/29/2024)
RR
Oklahoma(1/29/2024)
RR
Oregon(1/29/2024)
RR
Pennsylvania(1/29/2024)
RR
Puerto Rico(1/29/2024)
RR
Rhode Island(1/29/2024)
RR
South Carolina(1/29/2024)
RR
South Dakota(1/29/2024)
RR
Tennessee(1/29/2024)
RR
Texas(1/29/2024)
IAR
Texas(2/5/2024)
RR
Utah(1/29/2024)
RR
Vermont(1/29/2024)
RR
Virgin Islands(1/29/2024)
RR
Virginia(1/29/2024)
RR
Washington(1/29/2024)
RR
West Virginia(1/29/2024)
RR
Wisconsin(1/29/2024)
RR
Wyoming(1/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
