Peter R. Schanck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Ruloff Schanck was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1970. Peter had worked at 11 firms and has passed the Series 65, Series 63, Series 55, Series 15, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2020 - March 13, 2026
BALLAST FINANCIAL ADVISORS, LLC
November 18, 2003 - December 31, 2021
ANCHOR CAPITAL MANAGEMENT LLC
October 21, 1994 - November 3, 2003
INNER HARBOR ASSET MANAGEMENT
March 26, 1993 - November 3, 2003
THE RIDERWOOD GROUP INCORPORATED
June 13, 1990 - February 23, 1993
UBS FINANCIAL SERVICES INC.
November 22, 1977 - June 20, 1990
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
November 8, 1974 - November 17, 1976
SHEARSON HAYDEN STONE INC.
June 26, 1974 - November 8, 1974
HAYDEN STONE INC.
March 21, 1974 - May 17, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
July 24, 1970 - April 6, 1974
LEGG MASON WOOD WALKER, INCORPORATED
Primary Firm SEC Registration
BALLAST FINANCIAL ADVISORS, LLC
CRD#: 304430 / SEC#: 801-117158
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/17/1999
Limited Representative-Equity Trader ExamSeries 15
Date: 9/21/1983
Foreign Currency Options ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationPC
Date: 5/18/1977
AMEX Put and Call ExamSeries 1
Date: 4/26/1967
Registered Representative ExaminationCurrent Firm
BALLAST FINANCIAL ADVISORS, LLC
CRD#: 304430 / SEC#: 801-117158
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,573 |
| AUM (Assets Under Management) | $ 342,648,784 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
