Peter R. Schanck

BALLAST FINANCIAL ADVISORS

Annapolis, MD 21401

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CRD#: 412565

Professional summary

Peter Ruloff Schanck is a registered financial advisor currently at BALLAST FINANCIAL ADVISORS, LLC located in Annapolis, Maryland.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Peter has worked at 11 firms and has passed the Series 65, Series 63, Series 55, Series 15, Series 5, PC and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BALLAST FINANCIAL ADVISORS, LLC, GEORGETOWN, DE, 11/2020 - PRESENT, INVESTMENT ADVISER REPRESENTATIVE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Ruloff Schanck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2020 - Present

BALLAST FINANCIAL ADVISORS, LLC

Office #1: 1910 Towne Centre Blvd. Suite 250, Annapolis, MD 21401

RIA

CRD#: 304430

Annapolis, MD

Past

November 18, 2003 - December 31, 2021

ANCHOR CAPITAL MANAGEMENT LLC

RIA

CRD#: 129070

ANNAPOLIS, MD

Past

October 21, 1994 - November 3, 2003

INNER HARBOR ASSET MANAGEMENT

RIA

CRD#: 109031

TOWSON, MD

Past

March 26, 1993 - November 3, 2003

THE RIDERWOOD GROUP INCORPORATED

CRD#: 16681

TOWSON, MD

Past

June 13, 1990 - February 23, 1993

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 22, 1977 - June 20, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 17, 1976 - November 22, 1977

SHEARSON HAYDEN STONE INC.

CRD#: 7295

Past

November 8, 1974 - November 17, 1976

SHEARSON HAYDEN STONE INC.

CRD#: 6774

Past

June 26, 1974 - November 8, 1974

HAYDEN STONE INC.

CRD#: 6567

Past

March 21, 1974 - May 17, 1974

SHEARSON, HAMMILL & CO., INCORPORATED

CRD#: 766

Past

July 24, 1970 - April 6, 1974

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALLAST FINANCIAL ADVISORS, LLC

ANCHOR CAPITAL MANAGEMENT | BFACFP, LLC | BALLAST FINANCIAL ADVISORS, LLC | BALLAST FINANCIAL ADVISORS | ANCHOR CAPITAL MANAGEMENT LLC

CRD#: 304430 / SEC#: 801-117158

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(11/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/5/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 6/17/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 15

Date: 9/21/1983

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 10/17/1981

Interest Rate Options Examination

General Industry/Product Exam

PC

Date: 5/18/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 4/26/1967

Registered Representative Examination

Current Firm

BALLAST FINANCIAL ADVISORS, LLC

ANCHOR CAPITAL MANAGEMENT | BFACFP, LLC | BALLAST FINANCIAL ADVISORS, LLC | BALLAST FINANCIAL ADVISORS | ANCHOR CAPITAL MANAGEMENT LLC

CRD#: 304430 / SEC#: 801-117158

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

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Contact information

Main Address

535 N. Church St. Suite 205, West Chester, PA 19380

Mailing Address

Phone number

(484) 266-7281

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/14/2025)

FORM ADV PART 2A - APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,378
AUM (Assets Under Management)	$ 276,381,883

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter R. Schanck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Ruloff Schanck's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANCHOR CAPITAL MANAGEMENT LLC

INNER HARBOR ASSET MANAGEMENT

THE RIDERWOOD GROUP INCORPORATED

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

SHEARSON HAYDEN STONE INC.

SHEARSON HAYDEN STONE INC.

HAYDEN STONE INC.

SHEARSON, HAMMILL & CO., INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

Primary Firm SEC Registration

BALLAST FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/1991

Series 63

Date: 10/5/1981

Series 55

Date: 6/17/1999

Series 15

Date: 9/21/1983

Series 5

Date: 10/17/1981

PC

Date: 5/18/1977

Series 1

Date: 4/26/1967

Current Firm

BALLAST FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALLAST FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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