Angela E. Heist
Professional summary
Angela Elsie Heist is a registered financial professional currently at FIDELITY & GUARANTY SECURITIES, LLC located in Des Moines, Iowa.
Angela is registered as a RR (Registered Representative) and started their career in finance in 2000. Angela has worked at 9 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Angela Elsie Heist's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2023 - Present
FIDELITY & GUARANTY SECURITIES, LLC
Office #1: 801 Grand Ave, Suite 2600, Des Moines, IA 50309February 8, 2021 - September 20, 2021
SAYBRUS EQUITY SERVICES, LLC
August 31, 2017 - February 4, 2021
COREBRIDGE CAPITAL SERVICES, INC.
January 7, 2016 - August 16, 2017
INVESTACORP, INC.
March 10, 2015 - December 31, 2015
KESTRA INVESTMENT SERVICES, LLC
January 11, 2012 - March 12, 2015
JOHN HANCOCK DISTRIBUTORS LLC
September 22, 2005 - December 23, 2011
METLIFE INVESTORS DISTRIBUTION COMPANY
May 7, 2002 - September 23, 2005
WADDELL & REED
February 23, 2000 - June 12, 2000
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2023)
(6/7/2024)
(6/6/2024)
(6/1/2023)
(6/10/2024)
Exams
Series 6TO
Date: 6/30/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720 / SEC#: , 8-70916
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY & GUARANTY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| ANDERSON, STEPHEN FRANCIS | CHIEF COMPLIANCE OFFICER AND AML OFFICER | 1181095 |
| BARRETT, RONALD JOHN JR | DIRECTOR | 2480222 |
| CANTONWINE, TESSA ELIZABETH | SECRETARY | 5626630 |
| OLSON, THOMAS G | CHIEF EXECUTIVE OFFICE AND DIRECTOR | 2393888 |
| PHELPS, JOHN A | DIRECTOR | 5664815 |
| RIP, OLGA | FINOP PRINCIPAL, PRINCIPAL OPERATIONS OFFICER, AND PRINCIPAL FINANCIAL OFFICER | 5440553 |
Red Flags
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Company Information
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720Des Moines, IA 50309TRUST BUT VERIFY
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