Thomas N. Schallhorn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Newton Schallhorn, who also goes by Tom Newton Schallhorn Mr., Tommy Newton Schallhorn Mr., was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1968. Thomas had worked at 13 firms and has passed the Series 63, Series 5, Series 000, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2015 - August 3, 2017
WFG ADVISORS, LP
May 17, 2011 - May 22, 2015
SCHALLHORN CAPITAL MANAGEMENT,LLC
April 7, 2009 - May 16, 2011
FORTITUDE ADVISORY GROUP L.L.C.
April 18, 2007 - May 18, 2009
WELLSPRING WEALTH MANAGEMENT LLC
April 18, 2005 - April 2, 2007
GARRISON FINANCIAL ADVISORS, INC.
July 24, 2000 - April 19, 2005
MORGAN KEEGAN & COMPANY, LLC
July 20, 2000 - April 19, 2005
MORGAN KEEGAN & COMPANY, LLC
December 1, 1995 - July 20, 2000
STERNE, AGEE & LEACH, INC.
June 17, 1987 - December 1, 1995
SAL CLEARING CORPORATION
October 2, 1984 - June 12, 1987
E. F. HUTTON & COMPANY INC
June 30, 1981 - October 30, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
November 7, 1974 - June 27, 1981
STEPHENS
April 29, 1974 - December 11, 1974
REYNOLDS SECURITIES, INC.
August 8, 1968 - May 31, 1974
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 3/5/1983
Interest Rate Options ExaminationSeries 000
Date: 10/24/1967
General Securities Principal ExaminationSeries 1
Date: 4/4/1962
Registered Representative ExaminationSeries 40
Date: 7/23/1968
Registered Principal ExaminationCurrent Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
