MS
Monica L. Skok
BDT & MSD PARTNERS
Denver, CO 80206
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CRD#: 4125458
MS
Professional summary
Monica Liley Skok, who also goes by Monica L. Liley, Monica Liley Skok, Monica Lilly Skok, is a registered financial professional currently at BDT & MSD PARTNERS, LLC located in Denver, Colorado.
Monica is registered as a RR (Registered Representative) and started their career in finance in 2005. Monica has worked at 4 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Monica L. Liley | Monica Liley Skok | Monica Lilly Skok
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Monica Liley Skok's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2022 - Present
BDT & MSD PARTNERS, LLC
Office #1: 250 Fillmore Street Suite 400, Denver, CO 80206BD
CRD#: 150459
Denver, CO
Past
February 24, 2020 - July 27, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Denver, CO
Past
April 11, 2006 - September 13, 2012
ST. CHARLES CAPITAL, LLC
BD
CRD#: 133685
DENVER, CO
Past
February 25, 2005 - April 4, 2006
GREEN MANNING & BUNCH, LTD.
BD
CRD#: 35120
DENVER, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/9/2022)
RR
Alaska(9/9/2022)
RR
Arizona(9/9/2022)
RR
Arkansas(9/9/2022)
RR
California(9/9/2022)
RR
Colorado(9/9/2022)
RR
Connecticut(9/9/2022)
RR
Delaware(9/9/2022)
RR
District of Columbia(9/9/2022)
RR
Florida(9/9/2022)
RR
Georgia(9/9/2022)
RR
Hawaii(9/9/2022)
RR
Idaho(9/9/2022)
RR
Illinois(9/9/2022)
RR
Indiana(9/9/2022)
RR
Iowa(9/9/2022)
RR
Kansas(9/9/2022)
RR
Kentucky(9/9/2022)
RR
Louisiana(9/9/2022)
RR
Maine(9/9/2022)
RR
Maryland(9/9/2022)
RR
Massachusetts(9/9/2022)
RR
Michigan(9/9/2022)
RR
Minnesota(9/9/2022)
RR
Mississippi(9/9/2022)
RR
Missouri(9/9/2022)
RR
Montana(9/9/2022)
RR
Nebraska(9/9/2022)
RR
Nevada(9/9/2022)
RR
New Hampshire(9/9/2022)
RR
New Jersey(9/9/2022)
RR
New Mexico(9/9/2022)
RR
New York(9/9/2022)
RR
North Carolina(9/9/2022)
RR
North Dakota(9/9/2022)
RR
Ohio(9/9/2022)
RR
Oklahoma(9/9/2022)
RR
Oregon(9/9/2022)
RR
Pennsylvania(9/9/2022)
RR
Rhode Island(9/9/2022)
RR
South Carolina(9/9/2022)
RR
South Dakota(9/9/2022)
RR
Tennessee(9/9/2022)
RR
Texas(9/9/2022)
RR
Utah(9/9/2022)
RR
Vermont(9/9/2022)
RR
Virginia(9/9/2022)
RR
Washington(9/9/2022)
RR
West Virginia(9/9/2022)
RR
Wisconsin(9/9/2022)
RR
Wyoming(9/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/6/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 2/22/2020
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
B&
BDT & MSD PARTNERS, LLC
BDT & COMPANY, LLC | BDT & MSD PARTNERS, LLC
CRD#: 150459 / SEC#: , 8-68263
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
401 N. Michigan Ave. Suite 3100, Chicago, IL 60611-4250
Mailing Address
401 N. Michigan Ave. Suite 3100, Chicago, IL 60611-4250
Phone number
(312) 660-7300
Established
Delaware since 04/30/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BDT & MSD HOLDINGS, L.P. | SOLE MEMBER | |
| BURNS, MICHAEL EDWIN | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2817817 |
| FEINGOLD, CHAD MORGAN | CHIEF OPERATING OFFICER | 4564290 |
| JESTER, DAN HAMILL | PRESIDENT | 2088996 |
| LEMKAU, GREGG ROBERT | CO-CHIEF EXECUTIVE OFFICER | 2529069 |
| MATHEWS, ERIKA LYNN | VICE PRESIDENT | 6230510 |
| MICHEL, CINDY ZEE | VICE PRESIDENT AND GLOBAL CHIEF COMPLIANCE OFFICER | 4661808 |
| ORR, SAN WATTERSON III | PRESIDENT | 2931458 |
| TODD, MARY ANN | CHIEF LEGAL OFFICER AND SECRETARY | 6910167 |
| TROTT, BYRON DAVID | CO-CHIEF EXECUTIVE OFFICER | 1082133 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
