James R. Karberg

REDW WEALTH LLC

ALBUQUERQUE, NM 87113

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CRD#: 4125416

Professional summary

James Robert Karberg, CFP®, who also goes by Jamie Karberg, Jim Karberg, is a registered financial advisor currently at REDW WEALTH LLC located in Albuquerque, New Mexico.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 14 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jamie Karberg | Jim Karberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FIXED INDEX ANNUITY SALES AND SERVICE POSITION: Agent NATURE: Sale and service of Fixed Index Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2021 ADDRESS: 4647 N 32nd St, Ste 280, Phoenix AZ 85018, DESCRIPTION: Recommendations of Fixed Index Annuities to clients. Service existing Fixed Index Annuities with clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Karberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

October 1, 2024 - Present

REDW WEALTH LLC

Office #1: 8801 Horizon Blvd Ne, Suite 401, Albuquerque, NM 87113Office #2: 5353 N 16th Street Suite 200, Phoenix, AZ 85016Office #3: 475 Cottage Street Ne Suite 200, Salem, OR 97301

RIA

CRD#: 109446

ALBUQUERQUE, NM

Past

October 25, 2019 - September 30, 2024

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

IRVING, TX

Past

October 25, 2019 - September 30, 2024

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Phoenix, AZ

Past

February 1, 2018 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

PHOENIX, AZ

Past

January 25, 2018 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

Phoenix, AZ

Past

June 15, 2017 - January 12, 2018

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Cave Creek, AZ

Past

January 25, 2017 - January 12, 2018

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Cave Creek, AZ

Past

February 24, 2015 - January 19, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SCOTTSDALE, AZ

Past

February 10, 2015 - January 18, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SCOTTSDALE, AZ

Past

June 3, 2013 - February 6, 2015

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BELLEVUE, WA

Past

April 1, 2010 - February 6, 2015

CHARLES SCHWAB & CO., INC.

CRD#: 5393

BELLEVUE, WA

Past

September 25, 2008 - September 18, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CHANDLER, AZ

Past

July 20, 2005 - October 5, 2007

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

GILBERT, AZ

Past

October 17, 2003 - May 25, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

LAS VEGAS, NV

Past

October 17, 2003 - May 25, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

October 24, 2002 - November 14, 2003

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

LAS VEGAS, NV

Past

October 24, 2002 - November 14, 2003

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

April 17, 2000 - October 23, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LAS VEGAS, NV

Past

March 3, 2000 - October 23, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REDW WEALTH LLC

REDW ASSET MANAGEMENT, LLC | REDW WEALTH MANAGEMENT | REDW WEALTH LLC | REDW WEALTH | REDW STANLEY FINANCIAL ADVISORS, LLC

CRD#: 109446 / SEC#: 801-57516

RIA

Registered Investment Advisory firm - (5/10/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/28/2024)

IAR

New Mexico
(3/27/2025)

IAR

Oregon
(3/26/2025)

IAR

Texas
(10/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/30/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/2/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/10/2014

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/30/2014

General Securities Sales Supervisor - Options Module Examination

Current Firm

REDW WEALTH LLC

REDW ASSET MANAGEMENT, LLC | REDW WEALTH MANAGEMENT | REDW WEALTH LLC | REDW WEALTH | REDW STANLEY FINANCIAL ADVISORS, LLC

CRD#: 109446 / SEC#: 801-57516

RIA

Registered Investment Advisory firm - (5/10/2000 Approved)

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Contact information

Main Address

8801 Horizon Blvd Ne, Suite 401, Albuquerque, NM 87113

Mailing Address

Phone number

(505) 998-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE 2A JUNE 2025 (6/17/2025)

Regulatory assets under management

Total Number of Accounts	1,019
AUM (Assets Under Management)	$ 880,865,022

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/20/2025	Cover Page	Report
10/30/2024	Cover Page	Report
09/05/2023	Cover Page	Report
09/01/2023	Cover Page	Report
08/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James R. Karberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Karberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

ALLSTATE FINANCIAL SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

REDW WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2000

SIE

Date: 10/1/2018

Series 31

Date: 5/30/2002

Series 7

Date: 3/2/2000

Series 10

Date: 12/10/2014

Series 9

Date: 10/30/2014

Current Firm

REDW WEALTH LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

REDW WEALTH LLC

TRUST BUT VERIFY

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