Peter M. Castelluccio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter M Castelluccio was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2000. Peter had worked at 2 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2000 - November 8, 2001
KEYPORT FINANCIAL SERVICES CORP.
March 3, 2000 - May 26, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEYPORT FINANCIAL SERVICES CORP.
CRD#: 8127 / SEC#: , 8-24435
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYPORT LIFE INSURANCE COMPANY | PARENT COMPANY | |
| CORSI, GARY | DIRECTOR | |
| GOSS, NORTON ALLEN II | DIRECTOR & VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2495056 |
| JAPLIT, ROGELIO PEREZ | FINANCIAL OPERATIONS OFFICER & TREASURER | 1038541 |
| KING, ELLEN BLOOMER | CLERK | |
| POLKINGHORN, PHILIP KONRAD | DIRECTOR | |
| WOLAK, JANE PORTER | PRESIDENT | 1626042 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
