Abraham D. Schajer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abraham David Schajer was a registered financial professional .
Abraham is a previously registered financial professional and started their career in finance in 1972. Abraham had worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 57TO, SIE, Series 55, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2013 - March 26, 2021
LEBENTHAL FINANCIAL SERVICES, INC.
September 6, 2005 - April 23, 2013
INVESTACORP, INC.
September 25, 2003 - August 15, 2005
FAGENSON & CO., INC.
June 18, 1976 - September 25, 2003
PURCELL GRAHAM INCORPORATED
July 12, 1972 - June 18, 1976
PURCELL GRAHAM INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/1/2000
Limited Representative-Equity Trader ExamPC
Date: 6/9/1977
AMEX Put and Call ExamSeries 1
Date: 7/10/1972
Registered Representative ExaminationCurrent Firm
LEBENTHAL FINANCIAL SERVICES, INC.
CRD#: 137988 / SEC#: , 8-67140
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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