Noelle O. Diak
Professional summary
Noelle Oatley Diak, who also goes by Noelle Marie Oatley, is a registered financial advisor currently at OATLEY & DIAK, LLC. located in Englewood, Colorado.
Noelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Noelle has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Noelle Oatley Diak's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2003 - Present
OATLEY & DIAK, LLC.
Office #1: 7887 East Belleview, Englewood, CO 80111Office #2: 18801 East Mainstreet Suite 240, Parker, CO 80134October 30, 2002 - June 17, 2003
OSAIC WEALTH, INC.
February 29, 2000 - February 27, 2001
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/3/2003)
Exams
Current Firm
OATLEY & DIAK, LLC.
CRD#: 123589 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 132 |
| AUM (Assets Under Management) | $ 30,472,436 |
Red Flags
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