Francine Cornaglia

1) Francine Cornaglia, CPA/PFS~11 Goose Hill Road, P. O. Box 617~Chester~CT~06412~Tax Preparation/Accounting~Owner/Sole Proprietor~5/29/1985~150hrs~100hrs~prepare tax returns, accounting only to the extent to prepare accurate returns. 2) Francine Cornaglia CPA PFS~11 Goose Hill Rd~Chester~CT~06412~Tax Preparation/Accounting~Owner/Sole Proprietor~5/29/1985~120hrs~120hrs~tax planning and prep for small business and individuals 3) Avantax Insurance Agency, LLC~Chester, CT~Equity Indexed Annuity~Agent~9/17/2018~10hrs~10hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL). 4) Town of Chester~203 Middlesex Avenue~Chester~CT~06412~Elected/Appointed Official~Other~3/1/2019~.25hrs~.25hrs~Attend one hour meetings four times per year to review activity and approve the minutes. I do not give any investment advice. 5) Community Music School~90 Main St~Centerbrook~CT~06409~Board Position/Officer~Other~1/30/2020~2hrs~0hrs~Attend Trustee Board meetings once a month. Attend fund raising activities like gala event, cheese rolling, donate, time money, and food to the events. 6) COMMUNITY MUSIC SCHOOL POSITION: Treasurer NATURE: The school is a 501(c)

(3) not for profit organization with a professional Director and four additional full time employees. The financials are audited annually. The Finance Committee and the Board of Trustees conduct monthly meetings. Members of the board are expected to contribute money and time to the school. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2022 ADDRESS: 90 Main St, Centerbrook CT 06409, DESCRIPTION: In the new position as Treasurer, I will review reports prepared by the accountant and the Director for presentation to the finance committee. Chair monthly finance committee meetings. Sign 990 federal not for profit annual tax return. Signature authority with another trustee or director, at amounts exceeding Director's authority when necessary 7) DBA GREENSPACE FINANCIAL POSITION: sole proprietor NATURE: I am using this umbrella name with my sub rep, Timothy Richardson. We are each sole proprietors for tax purposes. The duties performed are tax preparation, tax planning, and investment services. This is the same business as Francine Cornaglia CPA PFS INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 09/10/2020; ADDRESS:1 Goose Hill Road, Chester CT 06412, This DBA is for Francine Cornaglia CPA PFS as above I provide tax and investment services under this DBA. 8) EQUITY INDEXED ANNUITIES POSITION: Avantax sales rep NATURE: Sales of equity indexed annuities are not securities and must be reported as OBA's. The annuity in question is on the Avantax approved list. Compliance reviewed and approved the disclosure for suitability before I recommended it. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020; 11 Goose Hill Road, Chester CT 06412, My duties are providing a suitable investment for my client based on discussions, analysis, and review of other investments holdings and available alternatives. Avantax compliance provides a list of approved annuities and reviews and approves disclosures prior to my recommendations.