Michael T. Mckenna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Mckenna was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2015 - April 21, 2016
ARIVE CAPITAL MARKETS
February 10, 2012 - October 7, 2015
CHELSEA FINANCIAL SERVICES
December 20, 2008 - February 10, 2012
BROOKSTONE SECURITIES, INC.
November 10, 2008 - December 23, 2008
FIRST MIDWEST SECURITIES, INC.
August 26, 2002 - March 19, 2008
CANTELLA & CO., INC.
February 12, 2001 - August 26, 2002
BROOKSTREET SECURITIES CORPORATION
March 8, 2000 - February 6, 2001
TASIN & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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