MB
Moshe Bajnon
CCO CAPITAL
New York, NY 10022
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CRD#: 4124712
MB
Professional summary
Moshe Bajnon is a registered financial professional currently at CCO CAPITAL, LLC located in New York, New York.
Moshe is registered as a RR (Registered Representative) and started their career in finance in 2003. Moshe has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Moshe Bajnon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2026 - Present
CCO CAPITAL, LLC
Office #1: 540 Madison Avenue 8th Floor, New York, NY 10022BD
CRD#: 31147
New York, NY
Past
January 24, 2025 - November 26, 2025
NUVEEN SECURITIES, LLC
BD
CRD#: 469
New York, NY
Past
July 12, 2022 - September 26, 2024
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
BD
CRD#: 119546
New York, NY
Past
June 2, 2016 - July 8, 2022
ARES MANAGEMENT CAPITAL MARKETS LLC
BD
CRD#: 166219
NEW YORK, NY
Past
June 1, 2009 - October 11, 2011
MORGAN STANLEY
RIA
CRD#: 149777
PURCHASE, NY
Past
June 1, 2009 - October 11, 2011
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
PURCHASE, NY
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
PURCHASE, NY
Past
July 14, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
PURCHASE, NY
Past
January 24, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/24/2026)
RR
Alaska(3/24/2026)
RR
Arizona(3/24/2026)
RR
Arkansas(3/24/2026)
RR
California(3/24/2026)
RR
Colorado(3/24/2026)
RR
Connecticut(3/24/2026)
RR
Delaware(3/24/2026)
RR
District of Columbia(3/24/2026)
RR
Florida(3/24/2026)
RR
Georgia(3/24/2026)
RR
Hawaii(3/24/2026)
RR
Idaho(3/24/2026)
RR
Illinois(3/24/2026)
RR
Indiana(3/24/2026)
RR
Iowa(3/24/2026)
RR
Kansas(3/24/2026)
RR
Kentucky(3/24/2026)
RR
Louisiana(3/24/2026)
RR
Maine(3/24/2026)
RR
Maryland(3/24/2026)
RR
Massachusetts(3/24/2026)
RR
Michigan(3/24/2026)
RR
Minnesota(3/24/2026)
RR
Mississippi(3/24/2026)
RR
Missouri(3/24/2026)
RR
Montana(3/24/2026)
RR
Nebraska(3/24/2026)
RR
Nevada(3/24/2026)
RR
New Hampshire(3/24/2026)
RR
New Jersey(3/24/2026)
RR
New Mexico(3/24/2026)
RR
New York(3/24/2026)
RR
North Carolina(3/24/2026)
RR
North Dakota(3/24/2026)
RR
Ohio(3/24/2026)
RR
Oklahoma(3/24/2026)
RR
Oregon(3/24/2026)
RR
Pennsylvania(3/24/2026)
RR
Puerto Rico(3/24/2026)
RR
Rhode Island(3/24/2026)
RR
South Carolina(3/24/2026)
RR
South Dakota(3/24/2026)
RR
Tennessee(3/24/2026)
RR
Texas(3/24/2026)
RR
Utah(3/24/2026)
RR
Vermont(3/24/2026)
RR
Virgin Islands(3/24/2026)
RR
Virginia(3/24/2026)
RR
Washington(3/24/2026)
RR
West Virginia(3/24/2026)
RR
Wisconsin(3/24/2026)
RR
Wyoming(3/24/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CCO CAPITAL, LLC
CCO CAPITAL, LLC | COLE CAPITAL CORPORATION
CRD#: 31147 / SEC#: , 8-45375
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
PREMIUM
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Contact information
Main Address
2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016
Mailing Address
2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016
Phone number
(602) 778-6312
Established
Delaware since 02/01/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
