John E. Hamel

AUSTEC WEALTH MANAGEMENT

Elizabeth, CO

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CRD#: 4124627

Professional summary

John Edwin Hamel is a registered financial advisor currently at AUSTEC WEALTH MANAGEMENT, LLC located in Elizabeth, Colorado and GT SECURITIES, INC. located in Los Angeles, California.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 6 firms and has passed the Series 63, Series 66, Series 79TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Austec Wealth Management, LLC; Yes; 5101 County Road 28, Stratton, Colorado 80836; State Registered Investment Advisor - Investment management, Fee based AUM & financial planning is offered; Managing Member; Nov 01,2015; 20-30; 20-30; Helping clients with financial plans as needed. Austec Business Transitions, LLC; No; 5101 County Road 28, Stratton, Colorado 80836; Consulting company providing exit planning and third party pre-sale readiness help to business owners; Managing Member; Jul 01,2015; 20; 10. Austec Capital, LLC; Yes-Securities offered through GT Securities, Inc., member FINRA, SIPC.; 5101 County Road 28 Stratton, Colorado 80836; Merger & Acquisition advisory company for business owners; Managing Member; Nov 01, 2022.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edwin Hamel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2015 - Present

AUSTEC WEALTH MANAGEMENT, LLC

RIA

CRD#: 173741

Elizabeth, CO

Current

December 2, 2022 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094

CRD#: 116012

Los Angeles, CA

Past

December 19, 2008 - March 25, 2015

COMPREHENSIVE PERSONAL FINANCIAL ADVISORS

RIA

CRD#: 118192

LONE TREE, CO

Past

May 2, 2003 - July 5, 2007

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SCHAUMBURG, IL

Past

November 9, 2000 - July 5, 2007

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

March 23, 2000 - July 31, 2000

HORACE MANN INVESTORS, INC.

CRD#: 11643

SPRINGFIELD, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/19/2022)

IAR

Colorado
(10/29/2015)

Colorado
(12/5/2022)

IAR

Texas
(4/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/16/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/29/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 12/2/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 1/19/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/22/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AUSTEC WEALTH MANAGEMENT, LLC

AUSTEC WEALTH MANAGEMENT | AUSTEC WEALTH MANAGEMENT, LLC

CRD#: 173741 / SEC#:

Colorado

Registered Investment Advisory firm - (10/29/2015 Approved)

Texas

Registered Investment Advisory firm - (4/23/2021 Conditional Restricted)

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Contact information

Main Address

Stratton, CO

Mailing Address

Phone number

(720) 519-6073

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 2,443,621

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John E. Hamel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edwin Hamel's CRS (Customer Relationship Summary).

Certified licenses

Experience

GT SECURITIES, INC.

COMPREHENSIVE PERSONAL FINANCIAL ADVISORS

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

HORACE MANN INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/2022

Series 66

Date: 4/29/2003

Series 79TO

Date: 12/2/2022

SIE

Date: 1/19/2021

Series 7

Date: 4/11/2002

Series 6

Date: 3/22/2000

FINRA

Current Firm

AUSTEC WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AUSTEC WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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