Walter C. Radulski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Charles Radulski was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 2000. Walter had worked at 5 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2024 - January 6, 2025
THIRD SEVEN CAPITAL LLC
June 22, 2007 - April 8, 2021
INSTINET, LLC
August 2, 2005 - June 13, 2007
COLLINS STEWART INC.
June 28, 2001 - July 13, 2005
PULSE TRADING, INC.
February 24, 2000 - June 14, 2001
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/7/2024
General Securities Representative ExaminationSeries 57TO
Date: 3/7/2024
Securities Trader ExamSeries 55
Date: 2/7/2000
Limited Representative-Equity Trader ExamCurrent Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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