CE
Chad D. Ericson
RDA FINANCIAL NETWORK
AKRON, IA 51001
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CRD#: 4124580
CE
Professional summary
Chad David Ericson, AIF® is a registered financial advisor currently at RDA FINANCIAL NETWORK located in Akron, Iowa and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Akron, Iowa.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Chad has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) 250 REED STREET LLC DBA THE LOFT - MANAGER/OWNER - RENTAL PROPERTY - AKRON, IA - SINCE 07/2014 - INVESTMENT RELATED 2.) CORNERSTONE PROPERTIES, LLC - MANAGER/OWNER - RENTAL PROPERTY - AKRON, IA - SINCE 11/2005 - INVESTMENT RELATED 3.) AKRON DEVELOPMENT CORP - DIRECTOR - COMMUNITY DEVELOPMENT CORP - PRIVATE ENTITY THAT ASSISTS LOCAL GOV'T WITH COMMUNITY MATTERS SUCH AS LOCAL BUSINESS DEVELOPMENT ETC. - AKRON, IA - SINCE 03/2005 - NOT INVESTMENT RELATED 4.) AKRON HEALTH CARE INC - PRESIDENT - AKRON HEALTH CARE IS THE OWNER OF A PROPERTY THAT IS LEASED - AKRON, IA - SINCE 07/2009 - NOT INVESTMENT RELATED 5.) LEGACY FINANCIAL, LLC - PRESIDENT - DBA FOR MARKETING PURPOSES ONLY - AKRON, IA - SINCE 11/2004 - INVESTMENT RELATED 6.) RDA FINANCIAL NETWORK - INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - AKRON, IA - SINCE 02/2011 - INVESTMENT RELATED 7.) AKRON-WESTFIELD EDUCATION EXCELLENCE FOUNDATION - MEMBER - COMMUNITY, CIVIC OR CHARITABLE BOARD MEMBER OR OFFICER - AKRON, IA - SINCE 09/2017 - INVESTMENT RELATED 8.) RDA FINANCIAL NETWORK - PRESIDENT/CISO - REGISTERED INVESTMENT ADVISOR - AKRON, IA - SINCE 01/2021 - INVESTMENT RELATED 9.) CHAD ERICSON - INSURANCE AGENT - NON-VARIABLE INSURANCE - AKRON, IA - SINCE 11/2004 - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Chad David Ericson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 11, 2011 - Present
RDA FINANCIAL NETWORK
Office #1: 321 Reed St #2 Po Box 136, Akron, IA 51001RIA
CRD#: 147309
AKRON, IA
Current
July 15, 2016 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 321 Reed St #2, Akron, IA 51001Office #2: 505 5th St. Ste. 604, Sioux City, IA 51101RIA
BD
CRD#: 20804
Akron, IA
Past
February 10, 2011 - July 29, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
AKRON, IA
Past
July 28, 2009 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
AKRON, IA
Past
November 5, 2004 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
AKRON, IA
Past
December 5, 2000 - October 26, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
March 8, 2000 - December 1, 2000
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RDA FINANCIAL NETWORK
ADVANCED FINANCIAL CONCEPTS | YANTIS AND ASSOCIATES FINANCIAL ADVISORS | THE ROTH COMPANIES, INC. | RYAN FINANCIAL NETWORK | RDA FINANCIAL NETWORK, INC. | RDA FINANCIAL NETWORK | MONETARY STRATEGIES | MIMS FINANCIAL SERVICES | LUCASIAN WEALTH MANAGEMENT | LEGACY FINANCIAL LLC | LANE FAMILY WEALTH MANAGEMENT | INTERACTIVE FINANCIAL SERVICES | BOBB FINANCIAL | ASCENT ADVISORY SOLUTIONS
CRD#: 147309 / SEC#: 801-69651
RIA
Registered Investment Advisory firm - (10/16/2008 Approved)Illinois
Registered Investment Advisory firm - (10/16/2008 Terminated)Iowa
Registered Investment Advisory firm - (5/18/2015 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/26/2022)
RR
Arizona(7/15/2016)
RR
Arkansas(1/4/2021)
RR
California(1/4/2021)
RR
Colorado(8/24/2016)
RR
Connecticut(8/1/2022)
RR
Florida(8/24/2016)
RR
Georgia(4/5/2021)
RR
Illinois(1/4/2021)
RR
Indiana(1/4/2021)
IAR
Iowa(2/11/2011)
RR
Iowa(7/15/2016)
RR
Kansas(1/4/2021)
RR
Kentucky(1/4/2021)
IAR
Louisiana(11/12/2025)
RR
Maryland(2/16/2017)
RR
Massachusetts(1/4/2021)
RR
Michigan(1/4/2021)
RR
Minnesota(7/15/2016)
RR
Mississippi(1/4/2021)
RR
Missouri(7/15/2016)
RR
Nebraska(7/29/2016)
IAR
Nebraska(11/29/2022)
RR
New Jersey(1/4/2021)
RR
New Mexico(4/5/2021)
RR
New York(2/16/2017)
RR
North Carolina(12/7/2018)
RR
North Dakota(1/4/2021)
RR
Ohio(1/5/2021)
RR
Oklahoma(1/4/2021)
RR
Oregon(5/3/2023)
RR
South Carolina(1/4/2021)
RR
South Dakota(7/15/2016)
RR
Tennessee(1/4/2021)
IAR
Texas(12/12/2012)
RR
Texas(8/24/2016)
RR
Virginia(1/4/2021)
RR
Washington(5/22/2018)
RR
Wisconsin(1/4/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RF
RDA FINANCIAL NETWORK
ADVANCED FINANCIAL CONCEPTS | YANTIS AND ASSOCIATES FINANCIAL ADVISORS | THE ROTH COMPANIES, INC. | RYAN FINANCIAL NETWORK | RDA FINANCIAL NETWORK, INC. | RDA FINANCIAL NETWORK | MONETARY STRATEGIES | MIMS FINANCIAL SERVICES | LUCASIAN WEALTH MANAGEMENT | LEGACY FINANCIAL LLC | LANE FAMILY WEALTH MANAGEMENT | INTERACTIVE FINANCIAL SERVICES | BOBB FINANCIAL | ASCENT ADVISORY SOLUTIONS
CRD#: 147309 / SEC#: 801-69651
RIA
Registered Investment Advisory firm - (10/16/2008 Approved)Illinois
Registered Investment Advisory firm - (10/16/2008 Terminated)Iowa
Registered Investment Advisory firm - (5/18/2015 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
321 Reed Street Suite #2, Akron, IA 51001
Mailing Address
321 Reed Street Suite #2, Akron, IA 51001
Phone number
(888) 300-4975
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,347 |
| AUM (Assets Under Management) | $ 578,744,853 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
