Christopher P. Funk

MML STRATEGIC DISTRIBUTORS

Boston, MA 02210

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CRD#: 4124554

Professional summary

Christopher Paul Funk, who also goes by Chris Funk, is a registered financial professional currently at MML STRATEGIC DISTRIBUTORS, LLC located in Boston, Massachusetts.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2011. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Funk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Paul Funk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2020 - Present

MML STRATEGIC DISTRIBUTORS, LLC

Office #1: 10 Fan Pier Blvd, Boston, MA 02210

CRD#: 168638

Boston, MA

Past

March 31, 2020 - June 3, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

November 30, 2018 - November 4, 2019

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

December 3, 2014 - July 2, 2018

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

May 2, 2011 - June 23, 2014

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(6/3/2021)

Exams

State Security Law Exam

Series 63

Date: 3/21/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/29/2011

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/12/2012

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

MML STRATEGIC DISTRIBUTORS, LLC

CRD#: 168638 / SEC#: , 8-69322

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

1295 State Street, Springfield, MA 01111-0001

Mailing Address

1295 State Street, Springfield, MA 01111-0001

Phone number

(413) 744-4528

Established

Delaware since 06/07/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	MEMBER
BAGGETTA, VINCENT COSIMO	CHIEF RISK OFFICER	2431743
BLUE, DOMINIC	DIRECTOR	7323924
CRADDOCK, GEOFFREY	DIRECTOR	1444771
DIGANGI, MATTHEW T	CHIEF EXECUTIVE OFFICER AND PRESIDENT	3229894
DUCH III, EDWARD KARL	CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT	4808341
PUHALA, JAMES	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	5290483
REILLY, JENNIFER RHODES	DIRECTOR	3243154
RISPOLI, FRANK JOSEPH	CHIEF FINANCIAL OFFICER AND TREASURER	4364402

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher P. Funk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Paul Funk's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

EQUITY SERVICES, INC.

ONEAMERICA SECURITIES, INC.

EMPOWER FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/21/2011

SIE

Date: 7/2/2018

Series 6

Date: 4/29/2011

Series 26

Date: 1/12/2012

FINRA

Current Firm

MML STRATEGIC DISTRIBUTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MML STRATEGIC DISTRIBUTORS, LLC

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