Calina S. Thompson
Professional summary
Calina Siu Thompson, who also goes by Calina Siu Chac, Siu Han Chac, is a registered financial professional currently at SAFRA SECURITIES LLC located in Los Altos, California.
Calina is registered as a RR (Registered Representative) and started their career in finance in 2004. Calina has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Calina Siu Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2026 - Present
SAFRA SECURITIES LLC
Office #1: 369 S. San Antonio Road, Los Altos, CA 94022April 10, 2013 - June 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
December 17, 2007 - May 3, 2011
HSBC SECURITIES (USA) INC.
May 29, 2007 - November 30, 2007
CITIGROUP GLOBAL MARKETS INC.
August 22, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
August 26, 2004 - August 26, 2005
MSI FINANCIAL SERVICES, INC.
July 21, 2004 - August 26, 2005
METROPOLITAN LIFE INSURANCE COMPANY
July 21, 2004 - August 26, 2005
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
SAFRA SECURITIES LLC
CRD#: 47873 / SEC#: , 8-51935
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAFRA NATIONAL BANK OF NEW YORK | SOLE SHAREHOLDER | |
| BONFIM, CARLOS CESAR BERTACO | DIRECTOR | |
| COLOMBO, RAFAELO | DIRECTOR | 6054935 |
| DIBIASI, ANTHONY | FINOP | 6435706 |
| GRUNWALD, MARK STEVEN | DIRECTOR & PRESIDENT | 3262204 |
| JAVIER, SIGMUND PETER | DIRECTOR | 6002619 |
| MCCARTHY, GERARD THOMAS | CHIEF COMPLIANCE OFFICER | 3121615 |
| MORATO, SIMONI PASSOS | DIRECTOR | 5568481 |
| OSWALD, THOMAS FRANCIS | CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER | 1828798 |
| YOU, SANG MIN JIMMY | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 6693855 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Company Information
SAFRA SECURITIES LLC
CRD#: 47873Los Altos, CA 94022TRUST BUT VERIFY
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