Brian Christopher Lynch
Professional Summary
Brian Christopher Lynch is a registered financial advisor currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut. Brian is registered as a RR (Registered Representative) and started their career in finance in 2001. Brian has worked at 9 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
Years of Experience
25 years in the financial services industry
Current & Past Employments
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
Current Firm
PENTEGRA DISTRIBUTORS INC. | RETIREMENT SYSTEM DISTRIBUTORS INC.
Contact Information
Main Address
2 Enterprise Drive Suite 408, Shelton, CT 06484Mailing Address
2261 Market Street Suite 86302, San Francisco, CA 94114Phone Number
(914) 821-9554Established
Delaware since 05/25/1989Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
(8/10/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSRO Registrations
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Brian Christopher Lynch's CRS (Customer Relationship Summary).
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
