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KS

Kerry P. Schaeffner

Some features on this profile are disabled
CRD#: 412377
KS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kerry Patrick Schaeffner was a registered financial professional .

Kerry is a previously registered financial professional and started their career in finance in 1969. Kerry had worked at 15 firms and has passed the Series 63, Series 32 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 18, 2011 - July 11, 2012

SILVER LEAF PARTNERS, LLC

BD
CRD#: 126694
NEW YORK, NY
Past

August 30, 2007 - July 31, 2009

LEONARD & COMPANY

BD
CRD#: 36527
TROY, MI
Past

December 13, 2005 - August 20, 2007

KABRIK TRADING LLC

BD
CRD#: 104460
NEW YORK, NY
Past

February 11, 2005 - December 19, 2005

EXGEN SECURITIES LLC

BD
CRD#: 127472
NEW YORK, NY
Past

November 27, 2001 - March 27, 2003

INSIGHT SECURITIES, INC.

BD
CRD#: 5611
HIGHLAND PARK, IL
Past

October 21, 1998 - December 8, 1999

BOSTON INSTITUTIONAL SERVICES INCORPORATED

BD
CRD#: 5861
BOSTON, MA
Past

October 12, 1995 - August 26, 1997

PRIME CHARTER LTD.

BD
CRD#: 25668
NEW YORK, NY
Past

April 12, 1994 - December 23, 1994

REPUBLIC NEW YORK SECURITIES CORPORATION

BD
CRD#: 29659
NEW YORK, NY
Past

August 30, 1990 - December 16, 1993

A. T. BROD & CO. INC.

BD
CRD#: 1319
Past

August 12, 1985 - December 16, 1993

A. T. BROD & CO. INC.

BD
CRD#: 1319
CLEVELAND, OH
Past

February 22, 1982 - August 9, 1985

KUHNS BROTHERS & LAIDLAW, INC.

BD
CRD#: 1481
Past

February 14, 1980 - February 12, 1982

L. F. ROTHSCHILD & CO. INCORPORATED

BD
CRD#: 501
Past

August 25, 1978 - April 24, 1980

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

April 30, 1976 - December 27, 1976

KIDDER, PEABODY & CO., INCORPORATED

BD
CRD#: 488
Past

August 7, 1974 - November 14, 1974

HALSEY, STUART & CO., INC.

BD
CRD#: 385
Past

April 23, 1969 - March 31, 1973

BACHE & CO., INCORPORATED

BD
CRD#: 66

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/2/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 32
Date: 10/5/1978
Limited Futures Exam-Regulation
General Industry/Product Exam
RR
Series 1
Date: 4/21/1969
Registered Representative Examination

Current Firm

SL
SILVER LEAF PARTNERS, LLC
SILVER LEAF PARTNERS, LLC

CRD#: 126694 / SEC#: , 8-65902

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
3 Columbus Circle Floor 15, New York, NY 10019
Mailing Address
3 Columbus Circle Floor 15, New York, NY 10019
Phone number
(212) 632-8421
Established
New York since 01/15/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KHAN, M. FYZULCEO/CCO/MANAGING MEMBER3103833
LESHER, JAMES ELAMPOO1044046
TAO, BING QINFINOP/PFO6253793

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SILVER LEAF PARTNERS, LLC

CRD#: 126694

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