SV
Stasia A. Veramallay
VISTA INVESTMENT PARTNERS
Richmond, IN 47374
Some features on this profile are disabled
CRD#: 4123662
SV
Professional summary
Stasia Ashmala Veramallay, who also goes by Stacia A Varamallay-hodges, Stasia A Veramallay, Stacia A Veramallay-hodges, Stasia A Veramallay-hodges, Stasia Veramallay-hodges, Stasia Ashmala Veramallay-hodges, is a registered financial advisor currently at VISTA INVESTMENT PARTNERS located in Richmond, Indiana and LEVEL FOUR FINANCIAL, LLC located in Richmond, Indiana.
Stasia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Stasia has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stacia A Varamallay-Hodges | Stasia A Veramallay | Stacia A Veramallay-Hodges | Stasia A Veramallay-Hodges | Stasia Veramallay-Hodges | Stasia Ashmala Veramallay-Hodges
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VISTA INVESTMENT PARTNERS, II - REGISTERED RIA. INVESTMENT ADVISOR REPRESENTATIVE, MANAGEMENT OF CLIENT RELATIONSHIPS AND PORTFOLIOS / 170 HOURS PER MONTH DEVOTED DRUING TRADING OURS / STARTED 1/2018. VISTA INVESTMENT PARTNERS IS ALSO THE DBA NAME FOR BROKERAGE BUSINESS CONDUCTED THROUGH LEVEL FOUR FINANCIAL, LLC., REGISTERED REPRESENTATIVE, 20 HOURS PER MONTH DEVOTED DURING TRADING HOURS / STARTED 10/2022. INVESTMENT RELATED 2. INSURANCE SALES, AGENT, SERVICES AND SELLS VARIOUS LINES OF NON-SECURITIES INSURANCE PRODUCTS AND FIXED ANNUITIES, DEVOTES APPROXIMATELY 60 HOURS PER MONTH WITH 50 BEING DURING TRADING HOURS / STARTED 3/2020. INVESTMENT RELATED 3. Girl Scouts- Troop leader. Non-Profit, not investment related, approximately 4 hours a month are devoted to this activity outside of trading hours. Start date: 1-26-18 4. Indiana University East Chancellors Advisory Board: Board Member. Public University, Not investment related. Talk with Chancellor and other board members about the university needs and accomplishments. About .5 hours monthly devoted during trading hours. Start Date: 01/01/2019 5. Richmond Kiwanis Club, Non-Profit Civic Organization, Membership Chair. Supports the community activities of helping youth in the area. Not investment related, Attends club meetings and donates time for service projects. Approximately 4 hours are devoted a month during trading hours. 01/02/2018 6. Wayne County Indiana Foundation Finance Committee, Philanthropic organization, Not investment related, Board Member. Contributes opinions regarding projects. Approximately .5 hours devoted monthly during trading hours, Start Date: 01/01/2020 7. Morrisson-Reeves Library Board of Trustees - Trustee Board Member. Listens to Library Director to ensures strategic plan is enforced. Not Investment Related, Approximately 1 hours devoted monthly, 0 hours during trading hours quarterly. 80 N. 6th Street, Richmond IN, Start Date: 01/10/2024 8. Wayne County Area Chamber of Commerce, Non-Profit, Board Member. Contribute opinions with other board members about goals and possible projects. Approximately 1.5 hour devoted during trading hours. Start Date: 01/02/2018. The Wayne County Area Chamber of Commerce exists to foster attractive, welcoming community that is rich in enterprise and growing in population and prosperity. 9. Main Street Richmond- Board Member. Not investment related Non-Profit. Develop ways to bring awareness to the main street Richmond, IN area. Approximately 1 hour devoted monthly, 0 during trading hours. Start Date:12/20/2020 10. Girls, Inc., nonprofit organization, non-investment related committee member, Review finances presented by the Board of Directors along with other Committee Members, Start Date: 9/1/2022, Devote approximately 1 hour per month after market hours. 11. Friends of Morrison-Reeves Library Board, Board Member, Started 1/2/2018, Devote approximately 1.5 hours per month outside of trading hours. Contribute options regarding projects, not investment related, no custody or control of fund or property. 12. United Way Committee Member, started 8/2/2024, Non-Profit Organization, Not investment related, Located in Richmond, IN, Devote 2 hours per month with .5 hours during trading hours. 13. Reid Health Foundation, started 1/10/2025, Non-Profit Foundation, Reid Hospital & Reid Health Care Services Foundation, Inc., d.b.a. Reid Health Foundation was incorporated as a 501(c)(3) not-for-profit organization in 1975. Board Member, located at 1100 Reid Parkway, Richmond, IN 47374, devote approximately 1/2 hour per month to this entity during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Stasia Ashmala Veramallay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2023 - Present
VISTA INVESTMENT PARTNERS
Office #1: One Woodside Drive, Richmond, IN 47374RIA
CRD#: 327983
Richmond, IN
Current
October 17, 2022 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 1 Woodside Drive, Richmond, IN 47374BD
CRD#: 25700
Richmond, IN
Past
January 27, 2018 - November 20, 2023
VISTA INVESTMENT PARTNERS LLC
RIA
CRD#: 286014
RICHMOND, IN
Past
January 2, 2018 - October 26, 2022
CANTELLA & CO., INC.
BD
CRD#: 13905
Richmond, IN
Past
October 1, 2012 - November 9, 2016
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
RICHMOND, IN
Past
October 1, 2012 - November 9, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
RICHMOND, IN
Past
February 5, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
RICHMOND, IN
Past
July 6, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
RICHMOND, IN
Past
June 6, 2000 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VISTA INVESTMENT PARTNERS
ORANGE HORIZON WEALTH, LLC | VISTA INVESTMENT PARTNERS II, LLC | VISTA INVESTMENT PARTNERS
CRD#: 327983 / SEC#: 801-128904
RIA
Registered Investment Advisory firm - (10/13/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/17/2022)
RR
Florida(10/17/2022)
RR
Illinois(10/17/2022)
RR
Indiana(10/17/2022)
IAR
Indiana(11/1/2023)
RR
Minnesota(10/17/2022)
RR
Missouri(10/17/2022)
RR
North Carolina(10/17/2022)
RR
Ohio(10/17/2022)
RR
Oklahoma(10/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VISTA INVESTMENT PARTNERS
ORANGE HORIZON WEALTH, LLC | VISTA INVESTMENT PARTNERS II, LLC | VISTA INVESTMENT PARTNERS
CRD#: 327983 / SEC#: 801-128904
RIA
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Contact information
Main Address
One Woodside Drive, Richmond, IN 47374
Mailing Address
Phone number
(765) 962-5153
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,427 |
| AUM (Assets Under Management) | $ 321,808,359 |
Red Flags
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Company Information
VISTA INVESTMENT PARTNERS
CRD#: 327983Richmond, IN 47374TRUST BUT VERIFY
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