Christopher M. Herrmann
Professional summary
Christopher Michael Herrmann, who also goes by Christopher M Herrmann, is a registered financial advisor currently at VERTICAL WEALTH, LLC located in Indianapolis, Indiana.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Christopher has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Michael Herrmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2016 - Present
VERTICAL WEALTH, LLC
Office #1: 6402 Corporate Drive Suite 102, Indianapolis, IN 46278September 27, 2011 - May 19, 2015
KEY INVESTMENT SERVICES LLC
September 16, 2011 - May 19, 2015
KEY INVESTMENT SERVICES LLC
May 30, 2008 - August 1, 2011
SANCTUARY SECURITIES, INC.
May 30, 2008 - August 1, 2011
SANCTUARY SECURITIES, INC.
July 28, 2004 - May 27, 2008
MORGAN KEEGAN & COMPANY, LLC
July 28, 2004 - May 27, 2008
MORGAN KEEGAN & COMPANY, LLC
April 7, 2003 - August 5, 2004
UNION PLANTERS INVESTMENT ADVISORS, INC.
April 2, 2003 - August 5, 2004
PFIC SECURITIES CORPORATION
November 6, 2001 - March 26, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 16, 2001 - March 26, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 23, 2000 - May 17, 2001
ROBERT W. BAIRD & CO. INCORPORATED
February 23, 2000 - May 17, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/4/2016)
Exams
Current Firm
VERTICAL WEALTH, LLC
CRD#: 158010 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 133 |
| AUM (Assets Under Management) | $ 31,660,000 |
Red Flags
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