Ricky E. Biel

FAVOR WEALTH ADVISORS

Pasadena, CA 91101

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CRD#: 4123346

Professional summary

Ricky Enrique Biel, who also goes by Jaime E Biel, Ricky Biel, is a registered financial advisor currently at FAVOR WEALTH ADVISORS, LLC located in Pasadena, California.

Ricky is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ricky has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jaime E Biel | Ricky Biel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CA Resident Insurance Producer; 100 E. Corson Street, Suite 310, Pasadena, CA 91103; investment-related; licensed insurance agent/broker.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricky Enrique Biel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2021 - Present

FAVOR WEALTH ADVISORS, LLC

Office #1: 155 S. El Molino Ave #104, Pasadena, CA 91101

RIA

CRD#: 316705

Pasadena, CA

Past

January 3, 2014 - June 30, 2017

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

PASADENA, CA

Past

February 4, 2010 - January 6, 2012

MUTUAL SECURITIES, INC.

CRD#: 13092

PASADENA, CA

Past

December 17, 2009 - March 17, 2022

EQUANIMITY FINANCIAL PARTNERS

RIA

CRD#: 152050

PASADENA, CA

Past

May 11, 2000 - December 22, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PASADENA, CA

Past

February 4, 2000 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 4, 2000 - December 22, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/9/2021)

IAR

Louisiana
(7/6/2022)

IAR

Nevada
(4/22/2025)

IAR

Texas
(7/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/2/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/2000

General Securities Representative Examination

Current Firm

FAVOR WEALTH ADVISORS, LLC

FAVOR WEALTH ADVISORS, LLC | RB ADVISORS, LLC | FAVOR WEALTH MANAGEMENT, LLC

CRD#: 316705 / SEC#: 801-122802

RIA

Registered Investment Advisory firm - (5/4/2022 Terminated)

California

Registered Investment Advisory firm - (5/3/2022 Approved)

Louisiana

Registered Investment Advisory firm - (7/6/2022 Approved)

Nevada

Registered Investment Advisory firm - (4/4/2025 Approved)

Texas

Registered Investment Advisory firm - (7/11/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

155 S. El Molino Ave #104, Pasadena, CA 91101

Mailing Address

Phone number

(626) 529-0445

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	539
AUM (Assets Under Management)	$ 75,085,272

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ricky E. Biel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricky Enrique Biel's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAVOR WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

MUTUAL SECURITIES, INC.

EQUANIMITY FINANCIAL PARTNERS

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/2/2000

SIE

Date: 6/30/2017

Series 7

Date: 2/3/2000

Current Firm

FAVOR WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAVOR WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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