Matthew J. Sligh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Joseph Sligh was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2000. Matthew had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2019 - December 26, 2019
EUDAIMONIA ADVISORS LLC
June 7, 2011 - September 24, 2019
B. RILEY WEALTH MANAGEMENT
June 6, 2011 - September 24, 2019
B. RILEY WEALTH MANAGEMENT
November 18, 2010 - April 1, 2011
INTL ADVISORY CONSULTANTS INC.
April 30, 2010 - April 1, 2011
STERNE, AGEE & LEACH, INC.
January 27, 2003 - April 9, 2010
MORGAN KEEGAN & COMPANY, LLC
March 22, 2000 - April 9, 2010
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EUDAIMONIA ADVISORS LLC
CRD#: 302001 / SEC#: 801-116891
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,124 |
| AUM (Assets Under Management) | $ 307,053,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
