Adam Smith

WATERSHIP PRIVATE CAPITAL MANAGEMENT

BRANDENTON, FL 34212

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CRD#: 4123078

Professional summary

Adam Smith is a registered financial advisor currently at WATERSHIP PRIVATE CAPITAL MANAGEMENT, LLC located in Brandenton, Florida.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Adam has worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Private Financial Counsel, LLC. 14012 11th Terrace NE, Bradenton, FL 34212. Nature: Life, long-term care, and annuity insurance sales and financial consulting. Position: Managing partner. Start Date: April 2021. 120 hours per month - with all 120 hours being during trading hours. Duties: Advise clients and their families as a financial planner and, as appropriate, recommend insurance solutions as indicated, including LTC or disability.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2025 - Present

WATERSHIP PRIVATE CAPITAL MANAGEMENT, LLC

Office #1: 14012 11th Terrace Ne, Brandenton, FL 34212

RIA

CRD#: 334791

BRANDENTON, FL

Past

August 25, 2023 - January 6, 2025

ADVISOR SHARE WEALTH MANAGEMENT, LLC

RIA

CRD#: 307997

Bradenton, FL

Past

April 28, 2023 - August 30, 2023

CAITLIN JOHN, LLC

RIA

CRD#: 154494

BRADENTON, FL

Past

February 22, 2022 - June 10, 2022

IMPACT PARTNERSHIP WEALTH, LLC

RIA

CRD#: 313928

Bradenton, FL

Past

May 10, 2021 - January 24, 2022

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

Bradenton, FL

Past

July 17, 2020 - April 23, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

BRADENTON, FL

Past

July 17, 2020 - April 23, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Bradenton, FL

Past

September 20, 2019 - July 17, 2020

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

Bradenton, FL

Past

September 20, 2019 - July 17, 2020

INVESTACORP, INC.

CRD#: 7684

Bradenton, FL

Past

April 18, 2016 - September 21, 2019

SB ADVISORY, LLC

RIA

CRD#: 154680

Lakewood Ranch, FL

Past

March 24, 2016 - September 21, 2019

IFS SECURITIES

CRD#: 40375

ATLANTA, GA

Past

August 29, 2014 - March 22, 2016

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

LAKEWOOD RANCH, FL

Past

August 26, 2014 - March 22, 2016

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

Lakewood Ranch, FL

Past

July 10, 2006 - September 8, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

LAKEWOOD RANCH, FL

Past

July 7, 2006 - September 8, 2014

LPL FINANCIAL LLC

CRD#: 6413

LAKEWOOD RANCH, FL

Past

January 9, 2004 - July 20, 2006

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

SARASOTA, FL

Past

January 5, 2004 - July 20, 2006

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

SARASOTA, FL

Past

June 10, 2003 - January 20, 2004

J. B. HANAUER & CO.

RIA

CRD#: 6958

TAMPA, FL

Past

June 2, 2003 - January 20, 2004

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

Past

November 8, 2002 - May 29, 2003

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

FORT WAYNE , IN

Past

November 8, 2002 - May 29, 2003

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

July 30, 2002 - October 24, 2002

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

FORT WAYNE, IN

Past

July 12, 2000 - December 31, 2001

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

July 12, 2000 - October 24, 2002

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

February 8, 2000 - August 1, 2000

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/7/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/9/2002

General Securities Principal Examination

Current Firm

WATERSHIP PRIVATE CAPITAL MANAGEMENT, LLC

CRD#: 334791 / SEC#:

Florida

Registered Investment Advisory firm - (4/11/2025 Approved)

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Contact information

Main Address

14012 11th Terrace Ne, Brandenton, FL 34212

Mailing Address

Phone number

(941) 677-6113

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISOR SHARE WEALTH MANAGEMENT, LLC

CAITLIN JOHN, LLC

IMPACT PARTNERSHIP WEALTH, LLC

BLACKRIDGE ASSET MANAGEMENT, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

SB ADVISORY, LLC

IFS SECURITIES

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

J. B. HANAUER & CO.

J. B. HANAUER & CO.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

NATCITY INVESTMENTS, INC.

NATCITY INSURANCE SERVICES, INC.

NATCITY INVESTMENTS, INC.

BANC ONE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2000

Series 63

Date: 2/7/2000

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2000

Series 6

Date: 2/7/2000

Series 24

Date: 10/9/2002

Current Firm

WATERSHIP PRIVATE CAPITAL MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

WATERSHIP PRIVATE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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