Juan I. Zapata Munoz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Ignacio Zapata Munoz, who also goes by Juan Ignacio Zapata, Juan Ignacio Zapata-munoz, was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 2000. Juan had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2019 - June 20, 2019
CGIS SECURITIES LLC
January 18, 2017 - May 15, 2017
CG COMPASS (USA) LLC
August 1, 2008 - April 11, 2012
CG COMPASS (USA) LLC
January 13, 2000 - June 5, 2002
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CGIS SECURITIES LLC
CRD#: 155984 / SEC#: , 8-68758
Contact information
FINRA licenses (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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