Matthew J. Martinez

OPUS PRIVATE WEALTH GROUP

Orange, CA 92868

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CRD#: 4122278

Professional summary

Matthew James Martinez is a registered financial advisor currently at OPUS PRIVATE WEALTH GROUP, LLC located in Orange, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Matthew has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Business. Investment-related. 500 N. State College Blvd, Suite 1100, Orange, CA 92868. 2014. Not during trading hours. 2.5% of total time devoted. Classic Cans Inc. Not investment-related. Orange, CA. 12/31/2018. Not during trading hours. less than 10 hours. Vintage trailer restoration. Legacy Private Wealth LLC; Not Investment related; 500 N. State College Blvd, Suite 1100, Orange, CA 92868; Tax & Estate Planning; CEO; Start 2022; 12 hrs/month; 0 hours during securities trading hours; Help educate clients in regards to income tax reduction strategies & estate planning concepts and organize the data they will need to provide to tax and legal professionals.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew James Martinez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2014 - Present

OPUS PRIVATE WEALTH GROUP, LLC

Office #1: 500 N. State College Blvd Suite 1100, Orange, CA 92868

RIA

CRD#: 171317

Orange, CA

Past

April 13, 2000 - July 7, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ORANGE, CA

Past

March 22, 2000 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 22, 2000 - July 7, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ORANGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPUS PRIVATE WEALTH GROUP, LLC

CRD#: 171317 / SEC#: 801-132215

RIA

Registered Investment Advisory firm - (3/20/2025 Approved)

California

Registered Investment Advisory firm - (4/24/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/1/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/21/2000

General Securities Representative Examination

Current Firm

OPUS PRIVATE WEALTH GROUP, LLC

CRD#: 171317 / SEC#: 801-132215

RIA

Registered Investment Advisory firm - (3/20/2025 Approved)

California

Registered Investment Advisory firm - (4/24/2025 Terminated)

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Contact information

Main Address

500 N. State College Blvd Suite 1100, Orange, CA 92868

Mailing Address

Phone number

(714) 660-7490

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OPUS WRAP PROGRAM (5/6/2025)

ADV 2A FIRM BROCHURE (5/6/2025)

Regulatory assets under management

Total Number of Accounts	362
AUM (Assets Under Management)	$ 102,032,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew J. Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew James Martinez's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPUS PRIVATE WEALTH GROUP, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

OPUS PRIVATE WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2000

Series 7

Date: 3/21/2000

Current Firm

OPUS PRIVATE WEALTH GROUP, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPUS PRIVATE WEALTH GROUP, LLC

TRUST BUT VERIFY

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