SS

Scott M. Scherer

ORCHARD SECURITIES
Pleasant Grove, UT 84062
Some features on this profile are disabled
CRD#: 4121851
SS

Professional summary


Scott Martin Scherer, who also goes by Scott Scherer, is a registered financial professional currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Scott Scherer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Scott Martin Scherer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 7, 2026 - Present

ORCHARD SECURITIES, LLC

Office #1: 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
BD
CRD#: 133378
Pleasant Grove, UT
Past

March 16, 2020 - March 17, 2026

SHOPOFF SECURITIES, INC.

BD
CRD#: 142866
IRVINE, CA
Past

December 6, 2019 - March 17, 2020

NEXPOINT SECURITIES, INC.

BD
CRD#: 165013
DALLAS, TX
Past

January 7, 2019 - November 20, 2019

WAYPOINT DIRECT INVESTMENTS, LLC

BD
CRD#: 132475
STAMFORD, CT
Past

November 7, 2017 - December 24, 2018

TCFG INVESTMENT ADVISORS, LLC

RIA
CRD#: 166606
Walnut Creek, CA
Past

November 1, 2017 - December 24, 2018

TCFG WEALTH MANAGEMENT, LLC

BD
CRD#: 164153
Austin, TX
Past

August 17, 2016 - August 18, 2017

PREFERRED CAPITAL SECURITIES, LLC

BD
CRD#: 169719
ATLANTA, GA
Past

December 1, 2014 - August 8, 2016

TCFG INVESTMENT ADVISORS, LLC

RIA
CRD#: 166606
LAGUNA NIGUEL, CA
Past

December 1, 2014 - August 8, 2016

TCFG WEALTH MANAGEMENT, LLC

BD
CRD#: 164153
LAGUNA NIGUEL, CA
Past

January 25, 2011 - December 1, 2014

NFSG CORPORATION

RIA
CRD#: 130814
PLEASANTON, CA
Past

January 24, 2011 - December 1, 2014

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
PLEASANTON, CA
Past

March 4, 2010 - December 31, 2010

CETERA ADVISORS LLC

RIA
CRD#: 10299
PLEASANTON, CA
Past

September 11, 2009 - December 31, 2010

CETERA ADVISORS LLC

BD
CRD#: 10299
PLEASANTON, CA
Past

December 17, 2008 - September 10, 2009

CCO CAPITAL, LLC

BD
CRD#: 31147
PHOENIX, AZ
Past

December 5, 2005 - December 22, 2008

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

November 15, 2004 - June 27, 2005

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

February 9, 2000 - August 23, 2004

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/3/2010
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


OS
ORCHARD SECURITIES, LLC
JOSEPH CAMERON | ORCHARD SECURITIES, LLC | JOSEPH CAMERON, LLC | JOSEPH CAMERON LLC

CRD#: 133378 / SEC#: , 8-66719

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
Mailing Address
365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
Phone number
(801) 316-4301
Established
Utah since 09/27/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
CREEKSIDE LAND DEVELOPMENT, LLCMEMBER
FAR VISIONS, LLCMEMBER
NORTH CANYON ENTERPRISES, LLCMEMBER
TOTTENHAM INVESTMENTS, LLCMEMBER
TRIPLE CROWN SECURITES, LLCMEMBER
BADALAMENTI, CHARLES RICHARDFINOP2065038
BRADBURN, KEVIN CHRISTOPHERMANAGER, CHIEF EXECUTIVE OFFICER2718206
GARRETT, TAYLOR WESTONPRESIDENT4829547
HART, ADRIENNE YOSTCHIEF COMPLIANCE OFFICER1510179

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ORCHARD SECURITIES, LLC

CRD#: 133378Pleasant Grove, UT 84062

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