Bradley J. Carter

QUEST INVESTMENT MANAGEMENT

Lake Oswego, OR 97035

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CRD#: 4121813

Professional summary

Bradley Jon Carter is a registered financial advisor currently at QUEST INVESTMENT MANAGEMENT, LLC located in Lake Oswego, Oregon.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Bradley has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Jon Carter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2024 - Present

QUEST INVESTMENT MANAGEMENT, LLC

Office #1: 5335 Meadows Rd Suite 400, Lake Oswego, OR 97035

RIA

CRD#: 110640

Lake Oswego, OR

Past

January 14, 2003 - July 7, 2004

MONTGOMERY & CO., LLC

CRD#: 42300

SANTA MONICA, CA

Past

March 6, 2000 - July 25, 2002

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUEST INVESTMENT MANAGEMENT, LLC

QUEST INVESTMENT MANAGEMENT INC | QUEST INVESTMENT MANAGEMENT, LLC

CRD#: 110640 / SEC#: 801-23659

RIA

Registered Investment Advisory firm - (3/12/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(5/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/1/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/17/2000

General Securities Representative Examination

Current Firm

QUEST INVESTMENT MANAGEMENT, LLC

QUEST INVESTMENT MANAGEMENT INC | QUEST INVESTMENT MANAGEMENT, LLC

CRD#: 110640 / SEC#: 801-23659

RIA

Registered Investment Advisory firm - (3/12/1985 Approved)

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Contact information

Main Address

5335 Meadows Rd Suite 400, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 221-0158

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (3/13/2025)

Regulatory assets under management

Total Number of Accounts	121
AUM (Assets Under Management)	$ 1,664,055,642

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley J. Carter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Jon Carter's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUEST INVESTMENT MANAGEMENT, LLC

MONTGOMERY & CO., LLC

ROBERTSON STEPHENS, INC.

Primary Firm SEC Registration

QUEST INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/1/2003

Series 7

Date: 2/17/2000

Current Firm

QUEST INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUEST INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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