Robert P. Wilson
Professional summary
Robert Paul Wilson SR., who also goes by Paul Wilson, Robert Paul Wilson, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Cincinnati, Ohio.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Paul Wilson SR.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Paul Wilson SR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
April 29, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
September 22, 2022 - May 21, 2024
PARK AVENUE SECURITIES LLC
September 21, 2022 - May 21, 2024
PARK AVENUE SECURITIES LLC
April 12, 2013 - September 19, 2022
HORNOR, TOWNSEND & KENT, LLC
March 15, 2013 - September 19, 2022
HORNOR, TOWNSEND & KENT, LLC
January 17, 2013 - March 20, 2013
LPL FINANCIAL LLC
January 17, 2013 - March 20, 2013
LPL FINANCIAL LLC
February 22, 2010 - January 2, 2013
OJM GROUP, LLC
November 12, 2009 - January 16, 2013
PURSHE KAPLAN STERLING INVESTMENTS
September 5, 2006 - December 4, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 1, 2006 - December 4, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 24, 2005 - September 6, 2006
WORLD GROUP SECURITIES, INC.
November 5, 2003 - April 1, 2005
MML INVESTORS SERVICES, LLC
July 29, 2003 - November 3, 2003
PARK AVENUE SECURITIES LLC
June 17, 2003 - July 25, 2003
WILBANKS SECURITIES, INC.
May 12, 2003 - June 12, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 13, 2003 - May 12, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 19, 2000 - May 12, 2003
OSAIC FA, INC.
February 25, 2000 - May 12, 2003
OSAIC FA, INC.
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/29/2024)
(4/29/2024)
(5/22/2024)
(4/29/2024)
(4/29/2024)
(6/26/2024)
(11/14/2024)
(4/29/2024)
(4/29/2024)
(4/29/2024)
(4/29/2024)
(5/20/2024)
(4/29/2024)
(5/4/2024)
(4/29/2024)
Exams
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
