Rebekah M. Keenan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebekah Mitchell Keenan, who also goes by Becky Keenan, was a registered financial professional .
Rebekah is a previously registered financial professional and started their career in finance in 2000. Rebekah had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2015 - July 12, 2016
WFG INVESTMENTS, INC.
March 25, 2009 - May 29, 2015
INVEST FINANCIAL CORPORATION
March 6, 2009 - May 29, 2015
INVEST FINANCIAL CORPORATION
December 18, 2006 - March 25, 2009
NETWORK FINANCIAL, LLC
June 23, 2004 - March 4, 2009
OSAIC WEALTH, INC.
December 2, 2003 - July 9, 2004
MONY SECURITIES CORPORATION
February 12, 2003 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
March 20, 2000 - January 28, 2003
CADARET, GRANT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
