Leo F. Leydon

FINANCIAL FOCUS ASSET MANAGEMENT,INC.

Pembroke, MA 02359

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CRD#: 4121614

Professional summary

Leo Francis Leydon is a registered financial advisor currently at FINANCIAL FOCUS ASSET MANAGEMENT,INC. located in Pembroke, Massachusetts.

Leo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Leo has worked at 5 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FINANCIAL FOCUS ASSET MANAGEMENT-RIA LOCATED AT 179 HIGH ST., PEMBROKE, MA. PROVIDES INVESTMENT ADVISORY SERVICES. FINANCIAL FOCUS ADVISORY SERVICES-SAME ADDRESS. PROVIDES TAX, BUSINESS, ACCOUNTING AND OTHER ADVICE. NO SERVICES ARE REFERRED TO AS FINANCIAL PLANNING. APPROXIMATELY 2 HOURS PER DAY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leo Francis Leydon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2015 - Present

FINANCIAL FOCUS ASSET MANAGEMENT,INC.

Office #1: 179 High Street, Pembroke, MA 02359

RIA

CRD#: 128847

Pembroke, MA

Past

November 12, 2003 - May 28, 2004

INSIGHT SECURITIES, INC.

CRD#: 5611

HIGHLAND PARK, IL

Past

October 24, 2002 - December 31, 2014

FINANCIAL FOCUS ASSET MANAGEMENT,INC.

RIA

CRD#: 128847

PEMBROKE, MA

Past

February 27, 2001 - September 30, 2002

ASSIST INVESTMENT MANAGEMENT COMPANY, INC.

CRD#: 34902

LEAWOOD, KS

Past

July 5, 2000 - February 23, 2001

SUMMIT TRADING, INC.

CRD#: 43160

HOUSTON, TX

Past

January 28, 2000 - June 30, 2000

DORFMAN SECURITIES, INC.

CRD#: 31849

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 5/11/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/27/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/7/2001

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/2000

General Securities Principal Examination

Current Firm

FINANCIAL FOCUS ASSET MANAGEMENT,INC.

CRD#: 128847 / SEC#:

Massachusetts

Registered Investment Advisory firm - (2/17/2015 Approved)

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Contact information

Main Address

179 High Street, Pembroke, MA 02359

Mailing Address

Phone number

(781) 829-8626

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 9,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leo F. Leydon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leo Francis Leydon's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGHT SECURITIES, INC.

FINANCIAL FOCUS ASSET MANAGEMENT,INC.

ASSIST INVESTMENT MANAGEMENT COMPANY, INC.

SUMMIT TRADING, INC.

DORFMAN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2000

Series 63

Date: 3/30/2000

Series 55

Date: 5/11/2000

Series 7

Date: 1/27/2000

Series 4

Date: 12/7/2001

Series 24

Date: 3/17/2000

Current Firm

FINANCIAL FOCUS ASSET MANAGEMENT,INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL FOCUS ASSET MANAGEMENT,INC.

TRUST BUT VERIFY

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