Derek B. Levee

RIA WEALTH ADVISORS

Durango, CO 81301

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CRD#: 4121563

Professional summary

Derek Brandt Levee is a registered financial advisor currently at RIA WEALTH ADVISORS, LLC located in Durango, Colorado and ARKADIOS CAPITAL located in Durango, Colorado.

Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Derek has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ADVANCED WEALTH STRATEGIES - DBA FOR LEVEE UNLIMITED, INC; STA CAPITAL MANAGEMENT LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Brandt Levee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2023 - Present

RIA WEALTH ADVISORS, LLC

Office #1: 1485 Florida Road Suite C202, Durango, CO 81301

RIA

CRD#: 312072

Durango, CO

Current

April 29, 2025 - Present

ARKADIOS CAPITAL

Office #1: 1485 Florida Road, Ste C202, Durango, CO 81301

CRD#: 282710

Durango, CO

Past

February 25, 2025 - April 29, 2025

DIVERSIFY ADVISORY SERVICES, LLC

RIA

CRD#: 326060

Durango, CO

Past

January 2, 2020 - July 20, 2023

RIA ADVISORS

RIA

CRD#: 150661

Durango, CO

Past

September 17, 2015 - January 2, 2020

INTEGRATED ADVISORS NETWORK LLC

RIA

CRD#: 171991

Durango, CO

Past

July 27, 2015 - April 29, 2025

DFPG INVESTMENTS, LLC

CRD#: 155576

Durango, CO

Past

May 30, 2008 - August 5, 2015

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

DURANGO, CO

Past

October 17, 2007 - August 7, 2015

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

DURANGO, CO

Past

May 1, 2000 - May 30, 2008

FFP SECURITIES, INC.

CRD#: 16337

ROUND ROCK, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIA WEALTH ADVISORS, LLC

ADVANCED WEALTH | RIA WEALTH ADVISORS, LLC | ANIMAS CAPITAL

CRD#: 312072 / SEC#: 801-120371

RIA

Registered Investment Advisory firm - (2/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/29/2025)

California
(4/29/2025)

IAR

Colorado
(3/13/2023)

Colorado
(4/29/2025)

New Mexico
(4/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RIA WEALTH ADVISORS, LLC

ADVANCED WEALTH | RIA WEALTH ADVISORS, LLC | ANIMAS CAPITAL

CRD#: 312072 / SEC#: 801-120371

RIA

Registered Investment Advisory firm - (2/22/2021 Approved)

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Contact information

Main Address

310 West Main Avenue, Round Rock, TX 78664

Mailing Address

Phone number

(512) 218-7993

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIA WEALTH ADVISORS-ADV PART 2A (7/28/2025)

Regulatory assets under management

Total Number of Accounts	550
AUM (Assets Under Management)	$ 118,732,187

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Derek B. Levee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Brandt Levee's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS CAPITAL

DIVERSIFY ADVISORY SERVICES, LLC

RIA ADVISORS

INTEGRATED ADVISORS NETWORK LLC

DFPG INVESTMENTS, LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FFP SECURITIES, INC.

Primary Firm SEC Registration

RIA WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2003

Series 63

Date: 5/18/2000

SIE

Date: 10/1/2018

Series 7

Date: 4/28/2000

FINRA

Current Firm

RIA WEALTH ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIA WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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