TG
Troy Y. Goldstein
PROSHARE ADVISORS LLC
New York, NY 10001
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CRD#: 4121527
TG
Professional summary
Troy York Goldstein is a registered financial advisor currently at PROSHARE ADVISORS LLC located in New York, New York and PROFUNDS DISTRIBUTORS, INC. located in New York, New York.
Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Troy has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INTERNATIONAL SKATING UNION/SKATING CLUB N.Y. SWITZERLAND AND NYC; FIGURESKATING, TECHNICAL SPECIALIST/VICE PRESIDENT
STARTE DATE 2003, 6 DAYS PER YEAR - 0 DURING TRADING HOURS, ACTIVITIES REALTE TO SPORT, NO SALARY ONLY EXPENSES WHEN TRAVELING.
CRS (Client Relationship Summary) - RIA
Click below to view Troy York Goldstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2024 - Present
PROSHARE ADVISORS LLC
Office #1: 66 Hudson Blvd E, New York, NY 10001RIA
CRD#: 134155
New York, NY
Current
March 4, 2011 - Present
PROFUNDS DISTRIBUTORS, INC.
Office #1: 66 Hudson Blvd E, New York, NY 10001BD
CRD#: 19541
New York, NY
Past
June 6, 2012 - December 31, 2023
PROSHARE ADVISORS LLC
RIA
CRD#: 134155
BETHESDA, MD
Past
January 5, 2009 - February 25, 2011
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
July 14, 2000 - December 31, 2008
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
April 26, 2000 - February 25, 2011
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PROSHARE ADVISORS LLC
PROSHARE ADVISORS LLC | XTRASHARE ADVISORS LLC
CRD#: 134155 / SEC#: 801-64181
RIA
Registered Investment Advisory firm - (4/14/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/4/2011)
RR
Alaska(3/4/2011)
RR
Arizona(3/4/2011)
RR
Arkansas(3/4/2011)
RR
California(3/4/2011)
RR
Colorado(3/4/2011)
RR
Connecticut(3/4/2011)
RR
Delaware(3/4/2011)
RR
District of Columbia(3/4/2011)
RR
Florida(3/4/2011)
RR
Georgia(3/4/2011)
RR
Hawaii(3/4/2011)
RR
Idaho(3/4/2011)
RR
Illinois(3/4/2011)
RR
Indiana(3/4/2011)
RR
Iowa(3/4/2011)
RR
Kansas(3/4/2011)
RR
Kentucky(3/4/2011)
RR
Louisiana(3/4/2011)
RR
Maine(3/4/2011)
RR
Maryland(3/4/2011)
IAR
Maryland(1/10/2024)
RR
Massachusetts(3/4/2011)
RR
Michigan(3/4/2011)
RR
Minnesota(3/4/2011)
RR
Mississippi(3/4/2011)
RR
Missouri(3/4/2011)
RR
Montana(3/4/2011)
RR
Nebraska(3/4/2011)
RR
Nevada(3/4/2011)
RR
New Hampshire(3/4/2011)
RR
New Jersey(3/4/2011)
RR
New Mexico(3/4/2011)
RR
New York(3/4/2011)
RR
North Carolina(3/4/2011)
RR
North Dakota(3/4/2011)
RR
Ohio(3/4/2011)
RR
Oklahoma(3/4/2011)
RR
Oregon(3/4/2011)
RR
Pennsylvania(3/4/2011)
RR
Puerto Rico(3/4/2011)
RR
Rhode Island(3/4/2011)
RR
South Carolina(3/4/2011)
RR
South Dakota(3/4/2011)
RR
Tennessee(3/4/2011)
RR
Texas(3/4/2011)
RR
Utah(3/4/2011)
RR
Vermont(3/4/2011)
RR
Virginia(3/4/2011)
RR
Washington(3/4/2011)
RR
West Virginia(3/4/2011)
RR
Wisconsin(3/4/2011)
RR
Wyoming(3/4/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PROSHARE ADVISORS LLC
PROSHARE ADVISORS LLC | XTRASHARE ADVISORS LLC
CRD#: 134155 / SEC#: 801-64181
RIA
Registered Investment Advisory firm - (4/14/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7272 Wisconsin Avenue 21st Floor, Bethesda, MD 20814
Mailing Address
Phone number
(240) 497-6400
Established
Firm type
Fiscal year end
# of Employees
104
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 131 |
| AUM (Assets Under Management) | $ 74,000,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
