Ralph D. Scearce

INVEST

Lexington, KY 40503

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CRD#: 412146

Professional summary

Ralph Dudley Scearce, CFP® is a registered financial advisor currently at INVEST INC. located in Lexington, Kentucky.

Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Ralph has worked at 2 firms and has passed the Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scearce Financial Services, Inc, Non-Investment Related, 1089 Chinoe Rd, Lexington, KY 40502, Consulting and landscape, President since 4/01/1983, 0 hours a month during trading hours, monthly corporate management and record keeping.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Dudley Scearce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

July 27, 2018 - Present

INVEST INC.

Office #1: 444 Lewis Hargett Circle, Ste 125, Lexington, KY 40503

RIA

CRD#: 146357

Lexington, KY

Past

January 3, 2005 - July 27, 2018

CAMBRIDGE FINANCIAL

RIA

CRD#: 131897

LEXINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVEST INC.

INVEST INC | JDT INVESTMENT ADVISORS | J.D.T. INC | INVEST INC.

CRD#: 146357 / SEC#: 801-122790

RIA

Registered Investment Advisory firm - (2/23/2022 Approved)

Kentucky

Registered Investment Advisory firm - (3/18/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(7/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/16/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 2/11/1969

Registered Representative Examination

Current Firm

INVEST INC.

INVEST INC | JDT INVESTMENT ADVISORS | J.D.T. INC | INVEST INC.

CRD#: 146357 / SEC#: 801-122790

RIA

Registered Investment Advisory firm - (2/23/2022 Approved)

Kentucky

Registered Investment Advisory firm - (3/18/2022 Terminated)

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Contact information

Main Address

444 Lewis Hargett Circle, Ste 125, Lexington, KY 40503

Mailing Address

Phone number

(859) 268-9200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE 2024 (1/6/2025)

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 125,471,911

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ralph D. Scearce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Dudley Scearce's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVEST INC.

CAMBRIDGE FINANCIAL

Primary Firm SEC Registration

INVEST INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/1992

Series 1

Date: 2/11/1969

Current Firm

INVEST INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVEST INC.

TRUST BUT VERIFY

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