Lindsay T. Walker
JANNEY MONTGOMERY SCOTT LLC | Financial Consultant
Richmond, VA 23229
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CRD#: 4121436
Professional summary
Lindsay Truluck Walker, CFP®, who also goes by Lindsay Paige Truluck, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Richmond, Virginia.
Lindsay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Lindsay has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
The best part of my day is connecting with our clients and helping them plan for their dynamic family situations. As a Certified Financial Planner, I work with our clients to provide a simple process that we can follow together, reaching for long term goals in a thoughtful and purposeful way.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Estate Planning
Investment Planning
Long-term Care
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Lindsay Paige Truluck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lindsay Truluck Walker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lindsay Truluck Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Education
College of Charleston
Bachelor of Arts (BA) - Political Science
1999
Experience
Current
September 3, 2024 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 6241 River Road, Richmond, VA 23229RIA
BD
CRD#: 463
Richmond, VA
Current
September 3, 2024 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 6241 River Road, Richmond, VA 23229RIA
BD
CRD#: 463
Richmond, VA
Past
February 12, 2020 - May 1, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GLEN ALLEN, VA
Past
February 10, 2020 - May 1, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
GLEN ALLEN, VA
Past
October 5, 2017 - February 4, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RICHMOND, VA
Past
August 24, 2017 - February 4, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/10/2024)
RR
Arizona(10/24/2024)
RR
Arkansas(10/8/2024)
RR
California(9/3/2024)
RR
Colorado(9/26/2024)
RR
Connecticut(9/9/2024)
RR
Delaware(9/9/2024)
RR
District of Columbia(9/6/2024)
RR
Florida(9/20/2024)
RR
Georgia(9/5/2024)
RR
Idaho(9/3/2024)
RR
Illinois(9/3/2025)
RR
Indiana(9/29/2025)
RR
Louisiana(9/17/2024)
RR
Minnesota(9/5/2024)
RR
Missouri(9/13/2024)
RR
New Hampshire(10/30/2024)
RR
New Jersey(9/5/2024)
RR
New York(9/5/2024)
RR
North Carolina(9/6/2024)
RR
Ohio(10/10/2024)
RR
Pennsylvania(9/11/2024)
RR
Rhode Island(9/9/2024)
RR
South Carolina(9/5/2024)
RR
South Dakota(9/5/2024)
RR
Tennessee(9/25/2024)
IAR
Texas(9/3/2024)
RR
Texas(9/20/2024)
RR
Utah(9/17/2024)
RR
Virginia(9/4/2024)
IAR
Virginia(9/4/2024)
RR
Wisconsin(9/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
Financial ConsultantCRD#: 463Richmond, VA 23229TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
