Nicole Vasco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicole Vasco, who also goes by Nicole Feldman Baldonieri, Nicole Baldonieri, Nicole Feldman, Nikki Vasco, was a registered financial professional .
Nicole is a previously registered financial professional and started their career in finance in 2000. Nicole had worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2016 - May 1, 2017
GROWTH CAPITAL SERVICES, INC.
May 21, 2013 - May 9, 2014
CERTUSSECURITIES, INC.
December 10, 2012 - March 15, 2013
SANTANDER US CAPITAL MARKETS LLC
October 25, 2011 - March 7, 2013
PIERPONT CAPITAL ADVISORS LLC
March 20, 2003 - September 9, 2004
BANC OF AMERICA SECURITIES LLC
March 2, 2000 - March 3, 2003
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROWTH CAPITAL SERVICES, INC.
CRD#: 124658 / SEC#: , 8-65705
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
