Thomas R. Marks
Professional summary
Thomas Robert Marks is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Western Springs, Illinois.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Robert Marks's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2005 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
September 26, 2000 - January 3, 2005
INVESCO CAPITAL MARKETS, INC.
February 4, 2000 - October 9, 2000
IDS LIFE INSURANCE COMPANY
February 4, 2000 - October 9, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2005)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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