Henry M. Kwiecinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry M Kwiecinski, who also goes by Henry M Kwiecinski Mr., was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2000. Henry had worked at 3 firms and has passed the Series 65, Series 63, Series 66, Series 7 and Series 31 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2024 - March 31, 2026
BISHOP & ASSOCIATES INC
May 27, 2021 - December 31, 2022
BISHOP & ASSOCIATES INC
March 12, 2014 - December 31, 2015
BISHOP & ASSOCIATES INC
April 16, 2012 - November 16, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 10, 2004 - December 31, 2013
BISHOP & ASSOCIATES INC
March 31, 2000 - May 5, 2004
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
BISHOP & ASSOCIATES INC
CRD#: 105257 / SEC#: 801-454
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BISHOP & ASSOCIATES INC
CRD#: 105257 / SEC#: 801-454
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 106,143,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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